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Did You Lose Money Because of Brandon Williams?

Filed: October 30, 2023

Brandon Williams has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Brandon Christopher Williams.

Who Is Brandon Christopher Williams of LPL Financial LLC?

  • Advisor Name: Brandon Christopher Williams
  • Aliases: Brandon Williams
  • CRD: 5239801
  • Location: Fort Worth, Texas
  • Current Employer: LPL Financial LLC
  • Previous Firms: Cetera Investment Advisers LLC and Cetera Investment Services LLC
  • Number of Known Customer Complaints: 1
  • Can Brandon Williams Be Sued: Yes, in Private Arbitration
  • Can Brandon Williams’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $50,000
  • Highest Settlement: $14,000

If you have suffered investment losses by Brandon Williams, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Brandon Williams For Broker Misconduct

As of this publication date, Brandon Williams has been the subject of 1 customer dispute. Let’s review it below.

In January 2020, a complaint was filed against or in reference to Brandon Williams by a customer of Cetera Investment Services LLC alleging that the client was not informed that a distribution from an annuity contract would have negative consequences. Per the customer, she lost over $50,000 because of Mr. Williams’s actions. On October 13, 2020, Mr. Williams settled the claim for $14,000, and some or all of this amount may have been paid by Mr. Williams’s employer and/or insurance carrier.

How To File A Claim Against Brandon Williams of LPL Financial LLC (previously with Cetera Investment Advisers LLC and Cetera Investment Services LLC) To Get Your Money Back.

If you have questions about Brandon Williams, LPL Financial LLC, Cetera Investment Advisers LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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