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Did You Lose Money Because of Robert Gustafson?

Filed: February 27, 2024

Robert Gustafson has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Robert John Gustafson.

Who Is Robert John Gustafson of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?

  • Advisor Name: Robert John Gustafson
  • Aliases: Gustafson Robert
  • CRD: 5753473
  • Location: Epping, New Hampshire
  • Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
  • Previous Firms: J.P. Turner & Company Capital Management, LLC, J.P. Turner & Company, L.L.C., and Edward Jones
  • Number of Known Customer Complaints: 1
  • Can Robert Gustafson Be Sued: Yes, in Private Arbitration
  • Can Robert Gustafson’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $110,000
  • Highest Settlement: $56,000

If you have suffered investment losses by Robert Gustafson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Robert Gustafson For Broker Misconduct

As of this publication date, Robert Gustafson has been the subject of 1 customer dispute. Let’s review it below.

In September 2022, a FINRA arbitration was filed against or in reference to Robert Gustafson by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $110,000 because of Mr. Gustafson’s actions. On December 29, 2023, Mr. Gustafson settled the claim for $56,000, and some or all of this amount may have been paid by Mr. Gustafson’s employer and/or insurance carrier.

How To File A Claim Against Robert Gustafson of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with J.P. Turner & Company Capital Management, LLC, J.P. Turner & Company, L.L.C., and Edward Jones) To Get Your Money Back

If you have questions about Robert Gustafson, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, J.P. Turner & Company Capital Management, LLC, J.P. Turner & Company, L.L.C., Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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