Advisor Alert: Our Attorneys Are Investigating Gordon Tong Quan For Investment Fraud
Did You Lose Money Because of Gordon Quan?
Filed: November 15, 2023
Gordon Quan has been the subject of one (1) termination event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gordon Tong Quan.
Who Is Gordon Tong Quan?
- Advisor Name: Gordon Tong Quan
- Aliases: Gordon Quan
- CRD: 1326425
- Location: Pasadena, California
- Current Employer: Currently Not Registered
- Previous Firms: Cetera Advisor Networks LLC and Financial Designs Corporation
- Number of Known Customer Complaints: 2
- Number of Known Termination Events: 1
- Can Gordon Quan Be Sued: Yes, in Private Arbitration
- Can Gordon Quan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $87,000
- Highest Settlement: $78,338.48
If you have suffered investment losses by Gordon Quan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gordon Quan For Broker Misconduct
As of this publication date, Gordon Quan has been the subject of 1 termination event and 2 customer disputes. Let’s review them below.
In November 2019, a FINRA arbitration was filed against or in reference to Gordon Quan by a customer of Cetera Advisor Networks LLC alleging unsuitable recommendations. Per the customer, he/she lost over $72,905.39 because of Mr. Quan’s actions. On January 27, 2020, Mr. Quan settled the claim for $25,000, and some or all of this amount may have been paid by Mr. Quan’s employer and/or insurance carrier.
In May 2018, Cetera Advisor Networks terminated Gordon Quan for violating firm policies related to lending money to a customer and outside business activities.
In March 2007, a complaint was filed against or in reference to Gordon Quan by a customer of Cetera Advisor Networks LLC about an annuity(ies) – variables. Per the customer, he/she lost over $87,000 because of Mr. Quan’s actions. On January 2, 2008, Mr. Quan settled the claim for $78,338.48, and some or all of this amount may have been paid by Mr. Quan’s employer and/or insurance carrier.
How To File A Claim Against Gordon Quan (previously with Cetera Advisor Networks LLC and Financial Designs Corporation) To Get Your Money Back.
If you have questions about Gordon Quan, Cetera Advisor Networks LLC, Financial Designs Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.