Advisor Alert: Our Attorneys Are Investigating Kevin Michael Dery For Investment Fraud
Did You Lose Money Because of Kevin Dery?
Filed: February 27, 2024
Kevin Dery currently has two (2) pending customer complaints. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kevin Michael Dery.
Who Is Kevin Michael Dery of Wells Fargo Advisors Financial Network, LLC?
- Advisor Name: Kevin Michael Dery
- Aliases: Kevin Dery
- CRD: 2807430
- Location: Fort Lauderdale, Florida
- Current Employer: Wells Fargo Advisors Financial Network, LLC
- Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC
- Number of Known Customer Complaints: 5
- Can Kevin Dery Be Sued: Yes, in Private Arbitration
- Can Kevin Dery’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $50,000
- Highest Settlement: $8,909.73
If you have suffered investment losses by Kevin Dery, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kevin Dery For Broker Misconduct
As of this publication date, Kevin Dery has been the subject of 5 customer disputes. Let’s review them below.
In December 2023, a FINRA arbitration was filed against or in reference to Kevin Dery by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging misrepresentations and unsuitable investments from 2019 through March 2020. Per the customer, he/she lost over $50,000 because of Mr. Dery’s actions. As of this publication date, this claim remains pending.
In December 2023, a FINRA arbitration was filed against or in reference to Kevin Dery by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging misrepresentations and unsuitable investments from 2019 through March 2020. Per the customer, he/she lost over $50,000 because of Mr. Dery’s actions. As of this publication date, this claim remains pending.
In September 2010, a FINRA arbitration was filed against or in reference to Kevin Dery by a customer of Wells Fargo Advisors, LLC alleging negligence and breach of fiduciary duty. Per the customer, he/she lost over $24,435.51 because of Mr. Dery’s actions.
In December 2004, a NASD arbitration was filed against or in reference to Kevin Dery by a customer of Fidelity Brokerage Services, LLC alleging that Mr. Dery misrepresented the time that the specific securities would be sold in his account. Per the customer, he lost over $8,556.99 because of Mr. Dery’s actions. On January 28, 2005, Mr. Dery settled the claim for $6,000, and some or all of this amount may have been paid by Mr. Dery’s employer and/or insurance carrier.
In May 2004, a complaint was filed against or in reference to Kevin Dery by a customer of A.G. Edwards & Sons, Inc. alleging inappropriate investments. On July 13, 2004, Mr. Dery settled the claim for $8,909.73, and some or all of this amount may have been paid by Mr. Dery’s employer and/or insurance carrier.
How To File A Claim Against Kevin Dery of Wells Fargo Advisors Financial Network, LLC (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC) To Get Your Money Back
If you have questions about Kevin Dery, Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.