Advisor Alert: Our Attorneys Are Investigating Marc Clinton Davis For Investment Fraud

Did You Lose Money Because of Marc Davis?

Filed: March 21, 2024

Did Marc Clinton Davis (previously with Purshe Kaplan Sterling Investments, LPL Financial LLC, and Long Grove Trading Co.) Cause You to Lose Money?

Marc Davis currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Marc Clinton Davis.

Who Is Marc Clinton Davis?

  • Advisor Name: Marc Clinton Davis
  • Aliases: Marc Davis
  • CRD: 2087050
  • Location: La Mesa, California
  • Current Employer: Currently Not Registered
  • Previous Firms: Purshe Kaplan Sterling Investments, LPL Financial LLC, and Long Grove Trading Co.
  • Number of Known Customer Complaints: 1
  • Can Marc Davis Be Sued: Yes, in Private Arbitration
  • Can Marc Davis’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $1,306,374
  • Highest Settlement: Unknown

If you have suffered investment losses by Marc Davis, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Marc Davis For Broker Misconduct

As of this publication date, Marc Davis has been the subject of 1 customer dispute. Let’s review it below.

In July 2023, a FINRA arbitration was filed against or in reference to Marc Davis by a customer of LPL Financial LLC alleging that Mr. Davis recommended they invest in an unsuitable Tenants-In-Common investment in 2007. Per the customer, he/she lost over $1,306,374 because of Mr. Davis’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Marc Davis (previously with Purshe Kaplan Sterling Investments, LPL Financial LLC, and Long Grove Trading Co.) To Get Your Money Back

If you have questions about Marc Davis, Purshe Kaplan Sterling Investments, LPL Financial LLC, Long Grove Trading Co., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.