Advisor Alert: Our Attorneys Are Investigating William John Horan For Investment Fraud
Did You Lose Money Because of William Horan?
Filed: January 17, 2024
William Horan has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on William John Horan.
Who Is William John Horan?
- Advisor Name: William John Horan
- Aliases: William Horan
- CRD: 1212086
- Location: Richmond, Virginia
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, Davenport & Company LLC, and Wells Fargo Clearing Services, LLC
- Number of Known Customer Complaints: 1
- Can William Horan Be Sued: Yes, in Private Arbitration
- Can William Horan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $13,160.68.
- Highest Settlement: $13,160.68.
If you have suffered investment losses by William Horan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against William Horan For Broker Misconduct
As of this publication date, William Horan has been the subject of 1 customer dispute. Let’s review it below.
In March 2020, a complaint was filed against or in reference to William Horan by a customer of Davenport & Company LLC alleging that purchases in Waitr Holdings (WTHR) were unsuitable, and as a result of the June 12, 2018 and October 2, 2018 purchases the client has an unrealized loss of $10,000.00. The client additionally alleges the fee she agreed upon in her signed contract (1.25%) was more than discussed (1.00%). Per the customer, she lost over $13,160.68 because of Mr. Horan’s actions. On March 17, 2020, Mr. Horan settled the claim for $13,160.68.
How To File A Claim Against William Horan (previously with Ameriprise Financial Services, LLC, Davenport & Company LLC, and Wells Fargo Clearing Services, LLC) To Get Your Money Back
If you have questions about William Horan, Ameriprise Financial Services, LLC, Davenport & Company LLC, Wells Fargo Clearing Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.