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Did You Lose Money Because of John Simone Sr.?

Filed: November 6, 2023

John Simone Sr. has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on John Emmanuel Simone Sr..

Who Is John Emmanuel Simone Sr. of LPL Financial LLC and Wealthcare Advisory Partners LLC?

  • Advisor Name: John Emmanuel Simone Sr.
  • Aliases: John Simone Sr.
  • CRD: 2682073
  • Location: Horsham, Pennsylvania
  • Current Employer: LPL Financial LLC and Wealthcare Advisory Partners LLC
  • Previous Firms: Financial Network Investment Corporation and Princor Financial Services Corporation
  • Number of Known Customer Complaints: 2
  • Can John Simone Sr. Be Sued: Yes, in Private Arbitration
  • Can John Simone Sr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $5,308.29
  • Highest Settlement: Unknown

If you have suffered investment losses by John Simone Sr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against John Simone Sr. For Broker Misconduct

As of this publication date, John Simone Sr. has been the subject of 2 customer disputes. Let’s review them below.

In August 2020, a complaint was filed against or in reference to John Simone Sr. by a customer of LPL Financial LLC alleging recommendation of an unsuitable investment and resulting loss in value of said investment.

In August 2008, a complaint was filed against or in reference to John Simone Sr. by a customer of LPL Financial LLC alleging that it was not disclosed to the client that he was purchasing an annuity. Per the customer, he/she lost over $5,308.29 because of Mr. Simone Sr.’s actions.

How To File A Claim Against John Simone Sr. of LPL Financial LLC and Wealthcare Advisory Partners LLC (previously with Financial Network Investment Corporation and Princor Financial Services Corporation) To Get Your Money Back.

If you have questions about John Simone Sr., LPL Financial LLC, Wealthcare Advisory Partners LLC, Financial Network Investment Corporation, Princor Financial Services Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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