Advisor Alert: Our Attorneys Are Investigating Robert Brian Wolfe For Investment Fraud
Did You Lose Money Because of Robert Wolfe?
Filed: November 6, 2023
Robert Wolfe currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) termination event and five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert Brian Wolfe.
Who Is Robert Brian Wolfe?
- Advisor Name: Robert Brian Wolfe
- Aliases: Robert Wolfe
- CRD: 2268259
- Location: Fort Lauderdale, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., and Cetera Advisor Networks LLC
- Number of Known Customer Complaints: 5
- Number of Known Termination Events: 1
- Can Robert Wolfe Be Sued: Yes, in Private Arbitration
- Can Robert Wolfe’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $350,000
- Highest Settlement: $155,000
If you have suffered investment losses by Robert Wolfe, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Robert Wolfe For Broker Misconduct
As of this publication date, Robert Wolfe has been the subject of 1 termination event and 5 customer disputes. Let’s review them below.
In December 2022, a FINRA arbitration was filed against or in reference to Robert Wolfe by multiple customers of Girard Securities, Inc. alleging that Mr. Wolfe recommended unsuitable investments. Per the customers, they lost over $350,000 because of Mr. Wolfe’s actions. As of his publication date, this claim remains pending.
In February 2022, a FINRA arbitration was filed against or in reference to Robert Wolfe by multiple customers of Cetera Advisor Networks LLC and Girard alleging that the clients were recommended unsuitable high-commission, high-risk, and speculative products. Allegations also include negligence, material misrepresentations and omissions, and failure to supervise. Per the customers, they lost over $225,000 because of Mr. Wolfe’s actions. On May 26, 2023, Mr. Wolfe settled the claim for $143,500, and some or all of this amount may have been paid by Mr. Wolfe’s employer and/or insurance carrier.
In February 2022, a FINRA arbitration was filed against or in reference to Robert Wolfe by a customer of Girard Securities, Inc. alleging that Mr. Wolfe recommended unsuitable investments. Claimant generally alleges unsuitability, misrepresentation, failure to supervise, and breach of contract. Per the customer, he/she lost over $300,000 because of Mr. Wolfe’s actions. On February 10, 2023, Mr. Wolfe settled the claim for $150,000, and some or all of this amount may have been paid by Mr. Wolfe’s employer and/or insurance carrier.
In September 2021, Goldman Sachs Personal Financial Management terminated Robert Wolfe for allegations involving client communications related to portfolio performance and market valuations; and handling and resolution of customer grievances without the knowledge and approval of his employer.
In August 2021, a FINRA arbitration was filed against or in reference to Robert Wolfe by a customer of Cetera Advisor Networks LLC alleging that Mr. Wolfe recommended unsuitable investments. Per the customer, he/she lost over $100,000 because of Mr. Wolfe’s actions. On October 14, 2022, Mr. Wolfe settled the claim for $75,000, and some or all of this amount may have been paid by Mr. Wolfe’s employer and/or insurance carrier.
In August 2021, a FINRA arbitration was filed against or in reference to Robert Wolfe by a customer of Cetera Advisor Networks LLC alleging that Mr. Wolfe recommended unsuitable investments. On November 25, 2022, Mr. Wolfe settled the claim for $155,000, and some or all of this amount may have been paid by Mr. Wolfe’s employer and/or insurance carrier.
How To File A Claim Against Robert Wolfe (previously with Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., and Cetera Advisor Networks LLC) To Get Your Money Back.
If you have questions about Robert Wolfe, Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.