Advisor Alert: Our Attorneys Are Investigating Leigh Eran Einhorn For Investment Fraud
Did You Lose Money Because of Leigh (Lee) Einhorn?
Filed: February 9, 2024
Leigh Einhorn (also known as Lee Einhorn) has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Leigh Eran Einhorn.
Who Is Leigh Eran Einhorn of Wells Fargo Clearing Services, LLC?
- Advisor Name: Leigh Eran Einhorn
- Aliases: Lee Einhorn
- CRD: 2091410
- Location: Summit, New Jersey
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: First Union Brokerage Services, Inc., Marketing One Securities, Inc., and Pruco Securities Corporation
- Number of Known Customer Complaints: 5
- Can Leigh Einhorn Be Sued: Yes, in Private Arbitration
- Can Leigh Einhorn’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $37,500
If you have suffered investment losses by Leigh Einhorn, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Leigh (Lee) Einhorn For Broker Misconduct
As of this publication date, Leigh Einhorn has been the subject of 5 customer disputes. Let’s review them below.
In January 2023, a complaint was filed against or in reference to Leigh Einhorn by multiple customers of Wells Fargo Advisors, LLC alleging that Einhorn did not communicate clearly to them the details of the recommended investment or accurately assess their financial suitability. On April 14, 2023, Einhorn settled the claim for $4,191.64, and some or all of this amount may have been paid by Einhorn’s employer and/or insurance carrier.
In December 2022, a FINRA arbitration was filed against or in reference to Leigh Einhorn by a customer of Wells Fargo Clearing Services, LLC alleging that from 2021 through January 2022, Einhorn made unsuitable investments. The client complained that the financial advisor advised him that the risk associated with the investments was low and that he should not have recommended bonds during an inflationary period. On November 13, 2023, Einhorn settled the claim for $37,500, and some or all of this amount may have been paid by Einhorn’s employer and/or insurance carrier.
In December 2016, a complaint was filed against or in reference to Leigh Einhorn by a customer of Wells Fargo Advisors, LLC alleging that Einhorn failed to invest rollover 401K retirement funds into a like account which has resulted in tax penalties. On July 21, 2017, Einhorn settled the claim for $500, and some or all of this amount may have been paid by Einhorn’s employer and/or insurance carrier.
In December 2015, a complaint was filed against or in reference to Leigh Einhorn by a customer of Wells Fargo Advisors, LLC alleging that the annuity the client purchased recommended by Einhorn does not provide the safety.
In February 1995, a complaint was filed against or in reference to Leigh Einhorn alleging misrepresentation. On June 3, 1996, Einhorn settled the claim for $13,505.03, and some or all of this amount may have been paid by Einhorn’s employer and/or insurance carrier.
How To File A Claim Against Leigh (Lee) Einhorn of Wells Fargo Clearing Services, LLC (previously with First Union Brokerage Services, Inc., Marketing One Securities, Inc., and Pruco Securities Corporation) To Get Your Money Back
If you have questions about Leigh Einhorn, Wells Fargo Clearing Services, LLC, First Union Brokerage Services, Inc., Marketing One Securities, Inc., Pruco Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.