Advisor Alert: Our Attorneys Are Investigating Stanley M Kaplan For Investment Fraud
Did You Lose Money Because of Stanley Kaplan?
Filed: March 12, 2024
Stanley Kaplan (also known as Stanley Martin Kaplan) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Stanley M Kaplan.
Who Is Stanley M Kaplan?
- Advisor Name: Stanley M Kaplan
- Aliases: Stanley Martin Kaplan
- CRD: 865744
- Location: Melbourne Beach, Florida
- Current Employer: Currently Not Registered
- Previous Firms: SW Financial, Joseph Gunnar & Co. LLC, and Westpark Capital, Inc.
- Number of Known Customer Complaints: 1
- Can Stanley Kaplan Be Sued: Yes, in Private Arbitration
- Can Stanley Kaplan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $225,000
- Highest Settlement: Unknown
If you have suffered investment losses by Stanley Kaplan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Stanley Kaplan For Broker Misconduct
As of this publication date, Stanley Kaplan has been the subject of 1 customer dispute. Let’s review it below.
In January 2023, a FINRA arbitration was filed against or in reference to Stanley Kaplan by a customer of SW Financial alleging unsuitability, excessive commissions, negligence, and breach of fiduciary duty. Per the customer, he/she lost over $225,000 because of Mr. Kaplan’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Stanley Kaplan (previously with SW Financial, Joseph Gunnar & Co. LLC, and Westpark Capital, Inc.) To Get Your Money Back
If you have questions about Stanley Kaplan, SW Financial, Joseph Gunnar & Co. LLC, Westpark Capital, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.