Advisor Alert: Our Attorneys Are Investigating Tracy Goughnour Aufleger For Investment Fraud
Did You Lose Money Because of Tracy Aufleger?
Filed: January 17, 2024
Tracy Aufleger has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Tracy Goughnour Aufleger.
Who Is Tracy Goughnour Aufleger of Ameriprise Financial Services, LLC?
- Advisor Name: Tracy Goughnour Aufleger
- Aliases: Tracy Aufleger
- CRD: 2317989
- Location: Suwanee, Georgia
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: IDS Life Insurance Company
- Number of Known Customer Complaints: 6
- Can Tracy Aufleger Be Sued: Yes, in Private Arbitration
- Can Tracy Aufleger’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $52,000
- Highest Settlement: $110,000
If you have suffered investment losses by Tracy Aufleger, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Tracy Aufleger For Broker Misconduct
As of this publication date, Tracy Aufleger has been the subject of 6 customer disputes. Let’s review them below.
In April 2021, a complaint was filed against or in reference to Tracy Aufleger by a customer of Ameriprise Financial Services, LLC alleging that Aufleger failed to follow the instructions of the divorce decree but instead followed her ex-husband’s letter of instruction in the splitting of their assets. Per the customer, he/she lost over $15,511.27 because of Aufleger’s actions.
In May 2019, a complaint was filed against or in reference to Tracy Aufleger by a customer of Ameriprise Financial Services, LLC alleging that Aufleger provided a poor recommendation to purchase a variable annuity in August 2018, as she did not need an additional income stream in retirement. Per the customer, he/she lost over $37,304.12 because of Aufleger’s actions.
In November 2011, a complaint was filed against or in reference to Tracy Aufleger by a customer of Ameriprise Financial Services, LLC alleging that Aufleger failed to follow specific written instructions regarding his accounts, resulting in losses to his portfolio. Per the customer, he/she lost over $52,000 because of Aufleger’s actions.
In November 2011, a complaint was filed against or in reference to Tracy Aufleger by multiple customers of Ameriprise Financial Services, LLC alleging that the clients requested their CD to be placed in their cash account at maturity, instead it was placed into an uninsured cash sweep account (US Gov reserve) without their authorization causing them loss and no access to their cash. Per the customers, they lost over $5,000 because of Aufleger’s actions.
In June 2007, a complaint was filed against or in reference to Tracy Aufleger by multiple customers of Ameriprise Financial Services, LLC alleging that the clients were not informed of the commissions associated with the investments recommended by their financial advisor. In addition, the client claims the recommendation of variable universal life insurance was not appropriate for their financial circumstances. Per the customers, they lost over $5,000 because of Aufleger’s actions.
In March 1998, a complaint was filed against or in reference to Tracy Aufleger by a customer of IDS Life Insurance Company alleging that the risks of replacing an existing policy with the IDS policy were not fully disclosed to the client. On April 22, 1998, Aufleger settled the claim for $110,000, and some or all of this amount may have been paid by Aufleger’s employer and/or insurance carrier.
How To File A Claim Against Tracy Aufleger of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back
If you have questions about Tracy Aufleger, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.