Advisor Alert: Our Attorneys Are Investigating John Raymond Drabek For Investment Fraud

Did You Lose Money Because of John Drabek?

Filed: February 19, 2024

John Drabek currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on John Raymond Drabek.

Who Is John Raymond Drabek of Calton & Associates, Inc.?

  • Advisor Name: John Raymond Drabek
  • Aliases: John Drabek
  • CRD: 1335813
  • Location: Tampa, Florida and East Lyme, Connecticut
  • Current Employer: Calton & Associates, Inc.
  • Previous Firms: Valic Financial Advisors, Inc.
  • Number of Known Customer Complaints: 2
  • Can John Drabek Be Sued: Yes, in Private Arbitration
  • Can John Drabek’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $200,000
  • Highest Settlement: $24,000

If you have suffered investment losses by John Drabek, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against John Drabek For Broker Misconduct

As of this publication date, John Drabek has been the subject of 2 customer disputes. Let’s review them below.

In July 2023, a FINRA arbitration was filed against or in reference to John Drabek by a customer of Calton & Associates, Inc. alleging that on 3/15/2016 and on 12/1/2016, Mr. Drabek made unsuitable recommendations to the client and her husband to invest in Griffin Realty Trust and CIM Real Estate Finance Trust respectively. Per the customer, she lost over $200,000 because of Mr. Drabek’s actions. As of this publication date, this claim remains pending.

In August 2012, a FINRA arbitration was filed against or in reference to John Drabek by a customer of Calton & Associates, Inc. alleging unsuitability, failure to supervise, negligence, misrepresentation, and breach of contract. Per the customer, he/she lost over $128,500 because of Mr. Drabek’s actions. On July 18, 2013, Mr. Drabek settled the claim for $24,000, and some or all of this amount may have been paid by Mr. Drabek’s employer and/or insurance carrier.

How To File A Claim Against John Drabek of Calton & Associates, Inc. (previously with Valic Financial Advisors, Inc.) To Get Your Money Back

If you have questions about John Drabek, Calton & Associates, Inc., Valic Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.