Advisor Alert: Our Attorneys Are Investigating Carol Gerard Poulin For Investment Fraud
Did You Lose Money Because of Carol Poulin?
Filed: January 24, 2024
Carol Poulin has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Carol Gerard Poulin.
Who Is Carol Gerard Poulin?
- Advisor Name: Carol Gerard Poulin
- Aliases: Carol Poulin
- CRD: 4069241
- Location: Portland, Maine
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, Commonwealth Financial Network, and H.D. Vest Investment Services
- Number of Known Customer Complaints: 1
- Can Carol Poulin Be Sued: Yes, in Private Arbitration
- Can Carol Poulin’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $70,000
- Highest Settlement: Unknown
If you have suffered investment losses by Carol Poulin, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Carol Poulin For Broker Misconduct
As of this publication date, Carol Poulin has been the subject of 1 customer dispute. Let’s review it below.
In April 2020, a complaint was filed against or in reference to Carol Poulin by a customer of Ameriprise Financial Services, LLC alleging that Poulin made a poor recommendation when placing her into bond funds in April 2019. Per the customer, she lost over $70,000 because of Poulin’s actions.
How To File A Claim Against Carol Poulin (previously with Ameriprise Financial Services, LLC, Commonwealth Financial Network, and H.D. Vest Investment Services) To Get Your Money Back
If you have questions about Carol Poulin, Ameriprise Financial Services, LLC, Commonwealth Financial Network, H.D. Vest Investment Services, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.