Advisor Alert: Our Attorneys Are Investigating Thomas Francis Currie For Investment Fraud
Did You Lose Money Because of Thomas Currie?
Filed: March 4, 2024
Thomas Currie has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Francis Currie.
Who Is Thomas Francis Currie of The Ayco Company, L.P. and Goldman Sachs & Co. LLC?
- Advisor Name: Thomas Francis Currie
- Aliases: Thomas Francis Currie IV
- CRD: 5465944
- Location: Cohoes, New York
- Current Employer: The Ayco Company, L.P. and Goldman Sachs & Co. LLC
- Previous Firms: Mercer Allied Company, L.P.
- Number of Known Customer Complaints: 1
- Can Thomas Currie Be Sued: Yes, in Private Arbitration
- Can Thomas Currie’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $140,000
- Highest Settlement: $130,000
If you have suffered investment losses by Thomas Currie, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Currie For Broker Misconduct
As of this publication date, Thomas Currie has been the subject of 1 customer dispute. Let’s review it below.
In May 2023, a complaint was filed against or in reference to Thomas Currie by a customer of The Ayco Company, L.P. d/b/a Goldman Sachs Ayco Personal Financial Management alleging that Mr. Currie’s May 2021 recommendation to sell certain securities and invest the proceeds into a tax advantaged fund was not suitable, as they allege it did not meet their tax objectives. Per the customer, he/she lost over $140,000 because of Mr. Currie’s actions. On August 4, 2023, Mr. Currie settled the claim for $130,000, and some or all of this amount may have been paid by Mr. Currie’s employer and/or insurance carrier.
How To File A Claim Against Thomas Currie of The Ayco Company, L.P. and Goldman Sachs & Co. LLC (previously with Mercer Allied Company, L.P.) To Get Your Money Back
If you have questions about Thomas Currie, The Ayco Company, L.P., Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.