Advisor Alert: Our Attorneys Are Investigating Maria Ann Gasparro For Investment Fraud
Did You Lose Money Because of Maria Gasparro?
Filed: March 13, 2024
Maria Gasparro has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Maria Ann Gasparro.
Who Is Maria Ann Gasparro of UBS Financial Services Inc.?
- Advisor Name: Maria Ann Gasparro
- Aliases: Maria Gasparro
- CRD: 2394770
- Location: Melville, New York
- Current Employer: UBS Financial Services Inc.
- Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney
- Number of Known Customer Complaints: 2
- Can Maria Gasparro Be Sued: Yes, in Private Arbitration
- Can Maria Gasparro’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $493.85
If you have suffered investment losses by Maria Gasparro, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Maria Gasparro For Broker Misconduct
As of this publication date, Maria Gasparro has been the subject of 2 customer disputes. Let’s review them below.
In April 2023, a complaint was filed against or in reference to Maria Gasparro by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging that in May 2017, Ms. Gasparro forged the client’s signature on certain account documents.
In January 2023, a complaint was filed against or in reference to Maria Gasparro by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging misappropriation of funds from January 2019 through May 2019. On March 27, 2023, Ms. Gasparro settled the claim for $493.85, and some or all of this amount may have been paid by Ms. Gasparro’s employer and/or insurance carrier.
How To File A Claim Against Maria Gasparro of UBS Financial Services Inc. (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney) To Get Your Money Back
If you have questions about Maria Gasparro, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.