Advisor Alert: Our Attorneys Are Investigating Vincent Louis Pereira For Investment Fraud
Did You Lose Money Because of Vincent Pereira?
Filed: March 4, 2024
Vincent Pereira currently has seven (7) pending judgment/lien events. Overall, he has been the subject of five (5) customer complaints, one (1) criminal event, and seven (7) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Vincent Louis Pereira.
Who Is Vincent Louis Pereira of Alexander Capital, L.P.?
- Advisor Name: Vincent Louis Pereira
- Aliases: Vincent Pereira
- CRD: 2933058
- Location: Red Bank, New Jersey
- Current Employer: Alexander Capital, L.P.
- Previous Firms: Blackbook Capital LLC, Source Capital Group, Inc., and John Carris Investments LLC
- Number of Known Customer Complaints: 5
- Number of Known Criminal Events: 1
- Number of Known Judgment/Lien Events: 7
- Can Vincent Pereira Be Sued: Yes, in Private Arbitration
- Can Vincent Pereira’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $300,000
- Highest Settlement: $150,000
If you have suffered investment losses by Vincent Pereira, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Vincent Pereira For Broker Misconduct
As of this publication date, Vincent Pereira has been the subject of 5 customer disputes, 1 criminal event, and 7 judgment/lien events. Let’s review them below.
In June 2015, Vincent Pereira was the subject of a civil judgment or lien in the amount of $25,817.32. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In November 2013, misdemeanor charges were pressed against Mr. Pereira in the Criminal Court of the City of New York for Petit Larceny from store.
In September 2011, a FINRA arbitration was filed against or in reference to Vincent Pereira by a customer of Rockwell Global Capital, LLC alleging failure to perform due diligence, and breach of fiduciary responsibility. Per the customer, he/she lost over $100,000 because of Mr. Pereira’s actions. On February 22, 2013, Mr. Pereira settled the claim for $35,000, and some or all of this amount may have been paid by Mr. Pereira’s employer and/or insurance carrier.
In September 2011, a FINRA arbitration was filed against or in reference to Vincent Pereira by a customer of Rockwell Global Capital, LLC alleging failure to perform due diligence, and breach of fiduciary responsibility. Per the customer, he/she lost over $150,000 because of Mr. Pereira’s actions. On March 4, 2013, Mr. Pereira settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Pereira’s employer and/or insurance carrier.
In September 2011, a FINRA arbitration was filed against or in reference to Vincent Pereira by a customer of Rockwell Global Capital, LLC alleging failure to perform due diligence, and breach of fiduciary responsibility. Per the customer, he/she lost over $50,000 because of Mr. Pereira’s actions. On January 16, 2013, Mr. Pereira settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Pereira’s employer and/or insurance carrier.
In September 2011, a FINRA arbitration was filed against or in reference to Vincent Pereira by a customer of Rockwell Global Capital, LLC alleging failure to perform due diligence, and breach of fiduciary responsibility. Per the customer, he/she lost over $300,000 because of Mr. Pereira’s actions. On May 29, 2013, Mr. Pereira settled the claim for $150,000, and some or all of this amount may have been paid by Mr. Pereira’s employer and/or insurance carrier.
In September 2011, a FINRA arbitration was filed against or in reference to Vincent Pereira by a customer of Rockwell Global Capital, LLC alleging failure to perform due diligence, and breach of fiduciary responsibility. Per the customer, he/she lost over $100,000 because of Mr. Pereira’s actions. On March 7, 2013, Mr. Pereira settled the claim for $35,000, and some or all of this amount may have been paid by Mr. Pereira’s employer and/or insurance carrier.
In September 2009, Vincent Pereira was the subject of a civil judgment or lien in the amount of $150. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In March 2009, Vincent Pereira was the subject of a civil judgment or lien in the amount of $1,733.47. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In September 2008, Vincent Pereira was the subject of a civil judgment or lien in the amount of $9,592.54. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In December 2007, Vincent Pereira was the subject of a civil judgment or lien in the amount of $2,696.96. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In August 1996, Vincent Pereira was the subject of a civil judgment or lien in the amount of $14,767.86. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In June 1995, Vincent Pereira was the subject of a civil judgment or lien in the amount of $9,672.05. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Vincent Pereira of Alexander Capital, L.P. (previously with Blackbook Capital LLC, Source Capital Group, Inc., and John Carris Investments LLC) To Get Your Money Back
If you have questions about Vincent Pereira, Alexander Capital, L.P., Blackbook Capital LLC, Source Capital Group, Inc., John Carris Investments LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.