Advisor Alert: Our Attorneys Are Investigating Kevin Meredith McCoy II For Investment Fraud

Did You Lose Money Because of Kevin McCoy II?

Filed: November 15, 2023

Kevin Mccoy II has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Kevin Meredith McCoy II.

Who Is Kevin Meredith McCoy II of Cetera Investment Services LLC and Cetera Investment Advisers LLC?

  • Advisor Name: Kevin Meredith McCoy II
  • Aliases: Kevin M Mccoy II, Kevin M. Mccoy II, Kevin Mccoy
  • CRD: 4557189
  • Location: The Woodlands, Texas
  • Current Employer: Cetera Investment Services LLC and Cetera Investment Advisers LLC
  • Previous Firms: LPL Financial LLC and BBVA Securities Inc.
  • Number of Known Customer Complaints: 5
  • Can Kevin McCoy II Be Sued: Yes, in Private Arbitration
  • Can Kevin McCoy II’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: $50,000

If you have suffered investment losses by Kevin McCoy II, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Kevin McCoy II For Broker Misconduct

As of this publication date, Kevin McCoy II has been the subject of 5 customer disputes. Let’s review them below.

In October 2021, a FINRA arbitration was filed against or in reference to Kevin McCoy II by a customer of LPL Financial LLC alleging unsuitable investment. On April 19, 2022, McCoy II settled the claim for $50,000, and some or all of this amount may have been paid by McCoy II’s employer and/or insurance carrier.

In May 2020, a complaint was filed against or in reference to Kevin McCoy II by a customer of LPL Financial LLC alleging misrepresentation of structured product.

In May 2020, a complaint was filed against or in reference to Kevin McCoy II by a customer of LPL Financial LLC alleging misrepresentation of structured product and asking for principal to be returned.

In March 2020, a complaint was filed against or in reference to Kevin McCoy II by a customer of LPL Financial LLC alleging misrepresentation of structured product.

In December 2019, a complaint was filed against or in reference to Kevin McCoy II by a customer of LPL Financial LLC alleging misrepresentation and unsuitable investment recommendations.

How To File A Claim Against Kevin McCoy II of Cetera Investment Services LLC and Cetera Investment Advisers LLC (previously with LPL Financial LLC and BBVA Securities Inc.) To Get Your Money Back.

If you have questions about Kevin McCoy II, Cetera Investment Services LLC, Cetera Investment Advisers LLC, LPL Financial LLC, BBVA Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.