Advisor Alert: Our Attorneys Are Investigating Rocco Angelo Carriero For Investment Fraud
Did You Lose Money Because of Rocco Carriero?
Filed: January 24, 2024
Rocco Carriero has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Rocco Angelo Carriero.
Who Is Rocco Angelo Carriero of Ameriprise Financial Services, LLC?
- Advisor Name: Rocco Angelo Carriero
- Aliases: Rocco Carriero
- CRD: 2704689
- Location: Southampton, New York
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: IDS Life Insurance Company
- Number of Known Customer Complaints: 2
- Can Rocco Carriero Be Sued: Yes, in Private Arbitration
- Can Rocco Carriero’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Rocco Carriero, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rocco Carriero For Broker Misconduct
As of this publication date, Rocco Carriero has been the subject of 2 customer disputes. Let’s review them below.
In June 2015, a complaint was filed against or in reference to Rocco Carriero by a customer of Ameriprise Financial Services, LLC alleging that the May 2008 purchase of KBS reit was misrepresented. Per the customer, he/she lost over $55,184.63 because of Mr. Carriero’s actions.
In February 2011, a complaint was filed against or in reference to Rocco Carriero by a customer of Ameriprise Financial Services, LLC alleging that the details of the REIT investments purchased in September 2006 were not fully explained to her. Per the customer, she lost over $100,000 because of Mr. Carriero’s actions.
How To File A Claim Against Rocco Carriero of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back
If you have questions about Rocco Carriero, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.