Advisor Alert: Our Attorneys Are Investigating Kelly Ann Hoff For Investment Fraud

Did You Lose Money Because of Kelly Hoff of Cambridge Investment Research?

Filed: October 24, 2023

Kelly Hoff currently has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Kelly Ann Hoff.

Who Is Kelly Ann Hoff of Cambridge Investment Research, Inc.?

  • Advisor Name: Kelly Ann Hoff
  • Aliases: Kelly A Hoff, Kelly Hoff
  • CRD: 3163327
  • Location: Chetek, Wisconsin
  • Current Employer: Cambridge Investment Research, Inc.
  • Previous Firms: Transamerica Financial Advisors, Inc.
  • Number of Known Customer Complaints: 1
  • Can Kelly Hoff Be Sued: Yes, in Private Arbitration
  • Can Kelly Hoff’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $40,000
  • Highest Settlement: $22,500

If you have suffered investment losses by Kelly Hoff, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Kelly Hoff For Broker Misconduct

As of this publication date, Kelly Hoff has been the subject of 1 customer dispute. Let’s review it below.

In April 2019, a FINRA arbitration was filed against or in reference to Kelly Hoff by a customer of Cambridge Investment Research, Inc. alleging that Ms. Hoff recommended or sold inappropriate and unsuitable investment. Per the customer, he/she lost over $40,000 due to Ms. Hoff’s actions. On February 10, 2020, Ms. Hoff settled the claim for $22,500, and some or all of this amount may have been paid by Ms. Hoff’s employer and/or insurance carrier.

How To File A Claim Against Kelly Hoff of Cambridge Investment Research, Inc. (previously with Transamerica Financial Advisors, Inc.) To Get Your Money Back.

If you have questions about Kelly Hoff, of Cambridge Investment Research, Inc., Transamerica Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.