Advisor Alert: Our Attorneys Are Investigating Susan Shepard Moseley For Investment Fraud
Did You Lose Money Because of Susan Moseley?
Filed: February 9, 2024
Susan Moseley (also known as Susan Charity Shepard) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Susan Shepard Moseley.
Who Is Susan Shepard Moseley?
- Advisor Name: Susan Shepard Moseley
- Aliases: Susan Charity Moseley, Susan Charity Shepard
- CRD: 871967
- Location: Bradenton, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Royal Alliance Associates, Inc., Investment Management & Research, Inc., and Barnett Brokerage Service, Inc.
- Number of Known Customer Complaints: 1
- Can Susan Moseley Be Sued: Yes, in Private Arbitration
- Can Susan Moseley’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by Susan Moseley, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Susan Moseley For Broker Misconduct
As of this publication date, Susan Moseley has been the subject of 1 customer dispute. Let’s review it below.
In September 2023, a complaint was filed against or in reference to Susan Moseley by a customer of Moseley Investment Management, Inc. alleging that between November 2021 and May 2022, Ms. Moseley failed to diversify out of a concentration position and lack of downside protection. Per the customer, he/she lost over $5,000 because of Ms. Moseley’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Susan Moseley (previously with Royal Alliance Associates, Inc., Investment Management & Research, Inc., and Barnett Brokerage Service, Inc.) To Get Your Money Back
If you have questions about Susan Moseley, Royal Alliance Associates, Inc., Investment Management & Research, Inc., Barnett Brokerage Service, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.