Advisor Alert: Our Attorneys Are Investigating Leslie Ann Lauer For Investment Fraud
Did You Lose Money Because of Leslie Lauer?
Filed: February 1, 2024
Leslie Lauer currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Leslie Ann Lauer.
Who Is Leslie Ann Lauer of RBC Capital Markets, LLC?
- Advisor Name: Leslie Ann Lauer
- Aliases: Leslie Lauer
- CRD: 2941432
- Location: Atlanta, Georgia
- Current Employer: RBC Capital Markets, LLC
- Previous Firms: UBS Financial Services Inc.
- Number of Known Customer Complaints: 1
- Can Leslie Lauer Be Sued: Yes, in Private Arbitration
- Can Leslie Lauer’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Leslie Lauer, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Leslie Lauer For Broker Misconduct
As of this publication date, Leslie Lauer has been the subject of 1 customer dispute. Let’s review it below.
In January 2024, a FINRA arbitration was filed against or in reference to Leslie Lauer by multiple customers of UBS Financial Services Inc. alleging unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. As of this publication date, this claim remains pending.
How To File A Claim Against Leslie Lauer of RBC Capital Markets, LLC (previously with UBS Financial Services Inc.) To Get Your Money Back
If you have questions about Leslie Lauer, RBC Capital Markets, LLC, UBS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.