Advisor Alert: Our Attorneys Are Investigating Jason Michael Poschinger For Investment Fraud
Did You Lose Money Because of Jason Poschinger?
Filed: March 6, 2024
Jason Poschinger has been the subject of one (1) termination event, and one (1) investigation. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jason Michael Poschinger.
Who Is Jason Michael Poschinger of Cetera Investment Services LLC and Cetera Investment Advisers LLC?
- Advisor Name: Jason Michael Poschinger
- Aliases: Jason Poschinger
- CRD: 6450544
- Location: Indianapolis, Indiana
- Current Employer: Cetera Investment Services LLC and Cetera Investment Advisers LLC
- Previous Firms: Pruco Securities, LLC, Prudential Financial Planning Services, and OneAmerica Securities, Inc.
- Number of Known Investigations: 1
- Number of Known Termination Events: 1
- Can Jason Poschinger Be Sued: Yes, in Private Arbitration
- Can Jason Poschinger’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Jason Poschinger, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jason Poschinger For Broker Misconduct
As of this publication date, Jason Poschinger has been the subject of 1 termination event and 1 investigation. Let’s review them below.
In February 2024, FINRA initiated an investigation against or in reference to Jason Poschinger for alleged violations of FINRA Rule 3210 in that he opened securities accounts at financial institutions other than his employer member firm without the prior written consent of his employer member firm; Violation of FINRA Rule 2010 in that he transmitted nonpublic personal customer information from his employer member firm to his personal email and to a subsequent member firm with which he associated; Violation of FINRA Rules 2210 and 2010 in that he distributed communications to the investing public that were unwarranted, exaggerated, and promissory, failing to submit the communications for employer member firm review and approval, and failing to disclose in the communications his relationship with his employer member firm; and Violation of FINRA Rule 2010 in that he made misrepresentations to a member firm.
In November 2021, OneAmerica Securities, Inc. terminated Jason Poschinger for emailing customer lists with private customer information from his business email to his personal email. Mr. Poschinger signed an affidavit attesting that all lists have been deleted from his personal email and no customer information has been taken or shared with any third party outside of the firm.
How To File A Claim Against Jason Poschinger of Cetera Investment Services LLC and Cetera Investment Advisers LLC (previously with Pruco Securities, LLC, Prudential Financial Planning Services, and OneAmerica Securities, Inc.) To Get Your Money Back
If you have questions about Jason Poschinger, Cetera Investment Services LLC, Cetera Investment Advisers LLC, Pruco Securities, LLC, Prudential Financial Planning Services, OneAmerica Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.