Advisor Alert: Our Attorneys Are Investigating John George Rotando For Investment Fraud
Did You Lose Money Because of John Rotando?
Filed: February 9, 2024
Did John George Rotando of Wells Fargo Clearing Services, LLC (previously with Morgan Stanley and Morgan Stanley & Co. Incorporated) Cause You to Lose Money?
John Rotando has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on John George Rotando.
Who Is John George Rotando of Wells Fargo Clearing Services, LLC?
- Advisor Name: John George Rotando
- Aliases: John G Rotando Jr, John George Rotando Jr
- CRD: 2071444
- Location: Greenwich, Connecticut
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: Morgan Stanley and Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 2
- Can John Rotando Be Sued: Yes, in Private Arbitration
- Can John Rotando’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $40,000
If you have suffered investment losses by John Rotando, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against John Rotando For Broker Misconduct
As of this publication date, John Rotando has been the subject of 2 customer disputes. Let’s review them below.
In October 2012, a FINRA arbitration was filed against or in reference to John Rotando by a customer of Banc of America Investment Services, Inc. alleging unsuitable investment recommendations and misrepresentation from May 2008 to March 2009. Per the customer, he/she lost over $500,000 because of Mr. Rotando’s actions. On August 16, 2013, Mr. Rotando settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Rotando’s employer and/or insurance carrier.
In August 2001, a complaint was filed against or in reference to John Rotando by a customer of UBS Painewebber Inc. alleging that Mr. Rotando recommended Munder funds which were unsuitable. On July 1, 2002, Mr. Rotando settled the claim for $8,000, and some or all of this amount may have been paid by Mr. Rotando’s employer and/or insurance carrier.
How To File A Claim Against John Rotando of Wells Fargo Clearing Services, LLC (previously with Morgan Stanley and Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about John Rotando, Wells Fargo Clearing Services, LLC, Morgan Stanley, Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.