Advisor Alert: Our Attorneys Are Investigating David Samuel Lockman For Investment Fraud
Did You Lose Money Because of Dave Lockman?
Filed: November 2, 2023
Dave Lockman (also known as David Lockman) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Samuel Lockman.
Who Is David Samuel Lockman?
- Advisor Name: David Samuel Lockman
- Aliases: Dave S Lockman, Dave Lockman, David S Lockman, David Lockman
- CRD: 4450854
- Location: Parma, Ohio
- Current Employer: Currently Not Registered
- Previous Firms: The Huntington Investment Company, LPL Financial LLC, and Firstmerit Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Can David Lockman Be Sued: Yes, in Private Arbitration
- Can David Lockman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $3,000
- Highest Settlement: Unknown
If you have suffered investment losses by David Lockman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Dave Lockman For Broker Misconduct
As of this publication date, David Lockman has been the subject of 3 regulatory events, 1 termination event, and 4 customer disputes. Let’s review them below.
In June 2019, a complaint was filed against or in reference to David Lockman by a customer of LPL Financial LLC alleging forgery of signature on account application from August 10, 2018 to June 10, 2019. Per the customer, he/she lost over $3,000 because of Mr. Lockman’s actions.
How To File A Claim Against Dave Lockman (previously with The Huntington Investment Company, LPL Financial LLC, and Firstmerit Financial Services, Inc.) To Get Your Money Back.
If you have questions about David Lockman, The Huntington Investment Company, LPL Financial LLC, Firstmerit Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.