Advisor Alert: Our Attorneys Are Investigating Carol Ann Lemoult For Investment Fraud

Did You Lose Money Because of Carol Lemoult?

Filed: March 11, 2024

Carol Lemoult (also known as Carol Ann Meloia) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Carol Ann Lemoult.

Who Is Carol Ann Lemoult?

  • Advisor Name: Carol Ann Lemoult
  • Aliases: Carol Ann Meloia
  • CRD: 331681
  • Location: Irvine, California
  • Current Employer: Currently Not Registered
  • Previous Firms: Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
  • Number of Known Customer Complaints: 1
  • Can Carol Lemoult Be Sued: Yes, in Private Arbitration
  • Can Carol Lemoult’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $625,592.85
  • Highest Settlement: Unknown

If you have suffered investment losses by Carol Lemoult, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Carol Lemoult For Broker Misconduct

As of this publication date, Carol Lemoult has been the subject of 1 customer dispute. Let’s review it below.

In January 2023, a FINRA arbitration was filed against or in reference to Carol Lemoult by a customer of Wells Fargo Clearing Services, LLC alleging that Ms. Lemoult over concentrated the client’s account(s) in high-risk equity funds not suitable based on claimant’s age. Per the customer, she lost over $625,592.85 because of Ms. Lemoult’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Carol Lemoult (previously with Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.) To Get Your Money Back

If you have questions about Carol Lemoult, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.