Advisor Alert: Our Attorneys Are Investigating Jason Lee Pintus For Investment Fraud
Did You Lose Money Because of Jason Pintus?
Filed: March 18, 2024
Jason Pintus has been the subject of one (1) regulatory event and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jason Lee Pintus.
Who Is Jason Lee Pintus?
- Advisor Name: Jason Lee Pintus
- Aliases: Jason Pintus
- CRD: 5239408
- Location: Point Pleasant Beach, New Jersey
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Monmouth Capital Management LLC and MML Investors Services, LLC
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Jason Pintus Be Sued: Yes, in Private Arbitration
- Can Jason Pintus’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Jason Pintus, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jason Pintus For Broker Misconduct
As of this publication date, Jason Pintus has been the subject of 1 regulatory event and 1 termination event. Let’s review them below.
In May 2023, FINRA initiated a regulatory action against or in reference to Jason Pintus for allegedly refusing to appear for on-the-record testimony requested by FINRA in connection with its investigation into his and his member firm’s supervision of a registered representative.
In April 2023, Jason Pintus terminated Jason Pintus for allegedly refusing to appear for the on the record testimony requested by FINRA in connection with its investigation into his and his member firms supervision of a registered representative.
How To File A Claim Against Jason Pintus (previously with Monmouth Capital Management LLC and MML Investors Services, LLC) To Get Your Money Back
If you have questions about Jason Pintus, Monmouth Capital Management LLC, MML Investors Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.