Advisor Alert: Our Attorneys Are Investigating Donald Ralph Hancock For Investment Fraud
Did You Lose Money Because of Donald Hancock?
Filed: February 27, 2024
Donald Hancock has been the subject of one (1) regulatory event and one (1) investigation. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Donald Ralph Hancock.
Who Is Donald Ralph Hancock of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC?
- Advisor Name: Donald Ralph Hancock
- Aliases: Donald Hancock
- CRD: 828811
- Location: Manchester, Missouri
- Current Employer: Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC
- Previous Firms: Moloney Investment Advisory LLC and Hancock Investment Advisors, LLC
- Number of Known Regulatory Events: 1
- Number of Known Investigations: 1
- Can Donald Hancock Be Sued: Yes, in Private Arbitration
- Can Donald Hancock’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Donald Hancock, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Donald Hancock For Broker Misconduct
As of this publication date, Donald Hancock has been the subject of 1 regulatory event and 1 investigation. Let’s review them below.
In May 2023, United States Securities and Exchange Commission initiated an investigation against or in reference to Donald Hancock for potential rule violations of Regulation Best Interest.
In January 2000, NASD Regulation, Inc. initiated a regulatory action against or in reference to Donald Hancock for allegedly allowing individuals to act in the capacity of general securities representatives despite the fact that their registrations had become inactive based on their failure to comply with the regulatory element of the continuing education requirement; and, failed to establish or maintain written supervisory procedures with respect to the requirements of membership and registration rule 1120.
How To File A Claim Against Donald Hancock of Moloney Securities Co., Inc. and Moloney Securities Asset Management LLC (previously with Moloney Investment Advisory LLC and Hancock Investment Advisors, LLC) To Get Your Money Back
If you have questions about Donald Hancock, Moloney Securities Co., Inc., Moloney Securities Asset Management LLC, Moloney Investment Advisory LLC, Hancock Investment Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.