Advisor Alert: Our Attorneys Are Investigating Joseph A Natoli For Investment Fraud
Did You Lose Money Because of Joseph Natoli?
Filed: January 30, 2024
Joseph Natoli has been the subject of one (1) regulatory event, one (1) judgment/lien event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joseph A Natoli.
Who Is Joseph A Natoli of Park Avenue Securities LLC?
- Advisor Name: Joseph A Natoli
- Aliases: Joseph Natoli, Joseph Angelo Natoli
- CRD: 5818236
- Location: New York, New York
- Current Employer: Park Avenue Securities LLC
- Previous Firms: MML Investors Services, LLC, and NYLife Securities LLC
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Judgment/Lien Events: 1
- Can Joseph Natoli Be Sued: Yes, in Private Arbitration
- Can Joseph Natoli’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $6,233.04
- Highest Settlement: $6,233.04
If you have suffered investment losses by Joseph Natoli, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joseph Natoli For Broker Misconduct
As of this publication date, Joseph Natoli has been the subject of 1 regulatory event, 1 judgment/lien event, and 1 customer dispute. Let’s review them below.
In October 2023, New York State Department of Financial Services initiated a regulatory action against or in reference to Joseph Natoli for providing materially incorrect and untrue information within the meaning of Section 2110(a)(2) of the insurance law in three original life insurance applications that he submitted to the Department on or about June 17, 2010, March 21, 2022 and January 19, 2023, in that Mr. Natoli failed to disclose that he was convicted of a misdemeanor in Greenville County, South Carolina, on or about August 2, 2001.
In November 2015, a complaint was filed against or in reference to Joseph Natoli by a customer of NYLife Securities LLC alleging that the client never signed a delivery receipt or illustration associated with her whole life policy purchased in or around October of 2014. However, the company’s records include signed documents with the customers purported signature. Per the customer, she lost over $6,233.04 because of Mr. Natoli’s actions. On December 16, 2015, Mr. Natoli settled the claim for $6,233.04, and some or all of this amount may have been paid by Mr. Natoli’s employer and/or insurance carrier.
In July 1991, Joseph Natoli was the subject of a civil judgment or lien in the amount of $12,844. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Joseph Natoli of Park Avenue Securities LLC (previously with MML Investors Services, LLC, and NYLife Securities LLC) To Get Your Money Back
If you have questions about Joseph Natoli, Park Avenue Securities LLC, MML Investors Services, LLC, NYLife Securities LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.