Advisor Alert: Our Attorneys Are Investigating Shirley Ellen Washam For Investment Fraud
Did You Lose Money Because of Shirley Washam?
Filed: January 24, 2024
Shirley Washam (also known as Shirley Davis and Shirley Mazzanti) has been the subject of seven (7) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Shirley Ellen Washam.
Who Is Shirley Ellen Washam of Ameriprise Financial Services, LLC?
- Advisor Name: Shirley Ellen Washam
- Aliases: Shirley Ellen Davis, Shirley Ellen Davismazzanti, Shirley Ellen Mazzanti
- CRD: 2166419
- Location: Russellville, Arkansas
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc.
- Number of Known Customer Complaints: 7
- Can Shirley Washam Be Sued: Yes, in Private Arbitration
- Can Shirley Washam’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $93,000
If you have suffered investment losses by Shirley Washam, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Shirley Washam For Broker Misconduct
As of this publication date, Shirley Washam has been the subject of 7 customer disputes. Let’s review them below.
In April 2020, a complaint was filed against or in reference to Shirley Washam by a customer of Raymond James & Associates, Inc. alleging unauthorized sale of an annuity. Per the customer, he/she lost over $71,375.65 because of Ms. Washam’s actions. On December 9, 2020, Ms. Washam settled the claim for $45,000, and some or all of this amount may have been paid by Ms. Washam’s employer and/or insurance carrier.
In November 2010, a FINRA arbitration was filed against or in reference to Shirley Washam by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation and unsuitability with regard to mutual funds purchased in 2005 and 2006. Per the customer, he/she lost over $200,000 because of Ms. Washam’s actions. On February 11, 2011, Ms. Washam settled the claim for $45,430.20, and some or all of this amount may have been paid by Ms. Washam’s employer and/or insurance carrier.
In March 2010, a FINRA arbitration was filed against or in reference to Shirley Washam by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation and unsuitability with regard to mutual funds purchased between 2004 and 2007. On August 2, 2011, Ms. Washam settled the claim for $93,000, and some or all of this amount may have been paid by Ms. Washam’s employer and/or insurance carrier.
In November 2009, a FINRA arbitration was filed against or in reference to Shirley Washam by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation and unsuitability with regard to mutual funds purchased between 2005 and 2007. Per the customer, he/she lost over $25,000 because of Ms. Washam’s actions. On June 16, 2010, Ms. Washam settled the claim for $7,700, and some or all of this amount may have been paid by Ms. Washam’s employer and/or insurance carrier.
In October 2009, a FINRA arbitration was filed against or in reference to Shirley Washam by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation and unsuitability with regard to mutual funds purchased in 2005 and 2006. On February 8, 2011, Ms. Washam settled the claim for $54,000, and some or all of this amount may have been paid by Ms. Washam’s employer and/or insurance carrier.
In October 2009, a FINRA arbitration was filed against or in reference to Shirley Washam by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation and unsuitability with regard to mutual funds purchased in 2005. Per the customer, he/she lost over $13,342 because of Ms. Washam’s actions. On May 25, 2010, Ms. Washam settled the claim for $5,250, and some or all of this amount may have been paid by Ms. Washam’s employer and/or insurance carrier.
In October 2008, a complaint was filed against or in reference to Shirley Washam by a customer of Morgan Keegan & Company, Inc. alleging that Ms. Washam never indicated the high risks associated with the funds.
How To File A Claim Against Shirley Washam of Ameriprise Financial Services, LLC (previously with Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc.) To Get Your Money Back
If you have questions about Shirley Washam, Ameriprise Financial Services, LLC, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.