Advisor Alert: Our Attorneys Are Investigating Laurence Michael Wajsman For Investment Fraud
Did You Lose Money Because of Larry Wajsman?
Filed: November 6, 2023
Larry Wajsman (also known as Laurence Michael Wajsman) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Laurence Michael Wajsman.
Who Is Laurence Michael Wajsman of LPL Financial LLC?
- Advisor Name: Laurence Michael Wajsman
- Aliases: Larry Wajsman
- CRD: 2002744
- Location: Norcross, Georgia
- Current Employer: LPL Financial LLC
- Previous Firms: CUNA Brokerage Services, Inc. and First Union Securities, Inc.
- Number of Known Customer Complaints: 2
- Can Laurence Wajsman Be Sued: Yes, in Private Arbitration
- Can Laurence Wajsman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $19,454.99
- Highest Settlement: Unknown
If you have suffered investment losses by Laurence Wajsman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Larry Wajsman For Broker Misconduct
As of this publication date, Laurence Wajsman has been the subject of 2 customer disputes. Let’s review them below.
In November 2020, a complaint was filed against or in reference to Laurence Wajsman by a customer of CUNA Brokerage Services, Inc. alleging that Mr. Wajsman never offered lower cost options for his solo 401k and the fees charged for the class A mutual funds were excessive. Client is requesting the fees paid for the purchase of the class A mutual funds be refunded. Per the customer, he/she lost over $5,699.32 because of Mr. Wajsman’s actions.
In May 2017, a complaint was filed against or in reference to Laurence Wajsman by a customer of CUNA Brokerage Services, Inc. alleging a variable annuity sold to his father was unsuitable. The client believes the sales were improper, misrepresented and not in the best interest of his father. Per the customer, he lost over $19,454.99 because of Mr. Wajsman’s actions.
How To File A Claim Against Larry Wajsman of LPL Financial LLC (previously with CUNA Brokerage Services, Inc. and First Union Securities, Inc.) To Get Your Money Back.
If you have questions about Laurence Wajsman, LPL Financial LLC, CUNA Brokerage Services, Inc., First Union Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.