Advisor Alert: Our Attorneys Are Investigating Kimberly Ann Kennedy For Investment Fraud
Did You Lose Money Because of Kimberly Kennedy?
Filed: November 6, 2023
Kimberly Neumann (also known as Kimberly Ann Kennedy and Kimberly Scanga) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kimberly Ann Kennedy.
Who Is Kimberly Ann Kennedy of LPL Financial LLC?
- Advisor Name: Kimberly Ann Kennedy
- Aliases: Kimberly Neumann, Kimberly Scanga
- CRD: 1487140
- Location: Denver, Colorado
- Current Employer: LPL Financial LLC
- Previous Firms: Presidential Brokerage, Inc. and Valic Financial Advisors, Inc.
- Number of Known Customer Complaints: 2
- Can Kimberly Kennedy Be Sued: Yes, in Private Arbitration
- Can Kimberly Kennedy’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $235,000
- Highest Settlement: $22,500
If you have suffered investment losses by Kimberly Kennedy, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kimberly Kennedy For Broker Misconduct
As of this publication date, Kimberly Kennedy has been the subject of 2 customer disputes. Let’s review them below.
In August 2021, a FINRA arbitration was filed against or in reference to Kimberly Kennedy by a customer of Forta Financial Group, Inc. alleging unsuitability, breach of fiduciary duty, failure to supervise and breach of contract between January 2015 and August 2021. Per the customer, he/she lost over $100,000 because of Ms. Kennedy’s actions. On December 13, 2021, Ms. Kennedy settled the claim for $22,500, and some or all of this amount may have been paid by Ms. Kennedy’s employer and/or insurance carrier.
In October 2020, a FINRA arbitration was filed against or in reference to Kimberly Kennedy by a customer of Forta Financial Group, Inc. alleging misrepresentation, negligence, unsuitability and breach of fiduciary duty from January 2013 through September 2020. Per the customer, he/she lost over $235,000 because of Ms. Kennedy’s actions. On December 22, 2021, Ms. Kennedy settled the claim for $10,000, and some or all of this amount may have been paid by Ms. Kennedy’s employer and/or insurance carrier.
How To File A Claim Against Kimberly Kennedy of LPL Financial LLC (previously with Presidential Brokerage, Inc. and Valic Financial Advisors, Inc.) To Get Your Money Back.
If you have questions about Kimberly Kennedy, LPL Financial LLC, Presidential Brokerage, Inc., Valic Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.