Advisor Alert: Our Attorneys Are Investigating Richard Anthony Gill III For Investment Fraud
Did You Lose Money Because of Richard Gill?
Filed: January 18, 2024
Richard Gill currently has one (1) pending customer complaint. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Richard Anthony Gill III.
Who Is Richard Anthony Gill III?
- Advisor Name: Richard Anthony Gill III
- Aliases: Richard Gill
- CRD: 2376397
- Location: Melville, New York
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, LPL Financial LLC, and IFMG Securities, Inc.
- Number of Known Customer Complaints: 5
- Can Richard Gill Be Sued: Yes, in Private Arbitration
- Can Richard Gill’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $23,443.44
- Highest Settlement: Unknown
If you have suffered investment losses by Richard Gill, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Richard Gill For Broker Misconduct
As of this publication date, Richard Gill has been the subject of 5 customer disputes. Let’s review them below.
In July 2021, a complaint was filed against or in reference to Richard Gill by a customer of Ameriprise Financial Services, LLC alleging that Mr. Gill recommended she purchase and remain invested in an unsuitable real estate investment trust (REIT) from 2007 to the present. Per the customer, she lost over $11,709 because of Mr. Gill’s actions. As of this publication date, this claim remains pending.
In February 2020, a complaint was filed against or in reference to Richard Gill by a customer of Ameriprise Financial Services, LLC alleging that Mr. Gill did not disclose the illiquid nature of the two REIT investments she purchased in October 2014. Per the customer, he/she lost over $23,443.44 because of Mr. Gill’s actions.
In June 2016, a complaint was filed against or in reference to Richard Gill by a customer of Ameriprise Financial Services, LLC alleging that Mr. Gill did not inform her that her investment in the Franklin Square Power and Energy Fund, which was purchased at a prior firm, could lose value and was illiquid and he did not process her September, 2015,redemption request in a timely manner. Per the customer, he/she lost over $12,135.91 because of Mr. Gill’s actions.
In December 2008, a complaint was filed against or in reference to Richard Gill by a customer of LPL Financial Corporation alleging unauthorized trading and failure to follow trade instructions. Per the customer, he/she lost over $5,000 because of Mr. Gill’s actions.
In April 2002, a complaint was filed against or in reference to Richard Gill by a customer of LPL Financial Corporation alleging misrepresentation of global crossing stock bought on 07/06/2001.
How To File A Claim Against Richard Gill (previously with Ameriprise Financial Services, LLC, LPL Financial LLC, and IFMG Securities, Inc.) To Get Your Money Back
If you have questions about Richard Gill, Ameriprise Financial Services, LLC, LPL Financial LLC, IFMG Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.