Advisor Alert: Our Attorneys Are Investigating Lisa Lyn Westmoreland For Investment Fraud
Did You Lose Money Because of Lisa Westmoreland?
Filed: January 24, 2024
Lisa Westmoreland has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Lisa Lyn Westmoreland.
Who Is Lisa Lyn Westmoreland of Raymond James & Associates, Inc.?
- Advisor Name: Lisa Lyn Westmoreland
- Aliases: Lisa Lyn Westmoreland-Collier
- CRD: 1398304
- Location: Baton Rouge, Louisiana
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Morgan Keegan & Company, Inc. and Scharff & Jones, Inc.
- Number of Known Customer Complaints: 4
- Can Lisa Westmoreland Be Sued: Yes, in Private Arbitration
- Can Lisa Westmoreland’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $154,000
- Highest Settlement: $37,000
If you have suffered investment losses by Lisa Westmoreland, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Lisa Westmoreland For Broker Misconduct
As of this publication date, Lisa Westmoreland has been the subject of 4 customer disputes. Let’s review them below.
In June 2020, a complaint was filed against or in reference to Lisa Westmoreland by a customer of Raymond James & Associates, Inc. alleging that the client’s funds were invested without his authorization. Per the customer, he lost over $36,515 because of Ms. Westmoreland’s actions.
In December 2010, a FINRA arbitration was filed against or in reference to Lisa Westmoreland by a customer of Morgan Keegan & Company, Inc. alleging unsuitability with regard to mutual funds purchased 2006. On August 13, 2012, Ms. Westmoreland settled the claim for $22,000, and some or all of this amount may have been paid by Ms. Westmoreland’s employer and/or insurance carrier.
In July 2009 a FINRA arbitration was filed against or in reference to Lisa Westmoreland by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation and unsuitability with regard to mutual funds purchased between 5/02 and 11/04. Per the customer, he/she lost over $154,000 because of Ms. Westmoreland’s actions. On July 27, 2010, Ms. Westmoreland settled the claim for $37,000, and some or all of this amount may have been paid by Ms. Westmoreland’s employer and/or insurance carrier.
In June 2009 a FINRA arbitration was filed against or in reference to Lisa Westmoreland by a customer of Morgan Keegan & Company, Inc. alleging misrepresentation and unsuitability with regard to mutual funds purchased between 3/04 and 1/06. Per the customer, he/she lost over $60,000 because of Ms. Westmoreland’s actions. On August 24, 2010, Ms. Westmoreland settled the claim for $14,999, and some or all of this amount may have been paid by Ms. Westmoreland’s employer and/or insurance carrier.
How To File A Claim Against Lisa Westmoreland of Raymond James & Associates, Inc. (previously with Morgan Keegan & Company, Inc. and Scharff & Jones, Inc.) To Get Your Money Back
If you have questions about Lisa Westmoreland, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Scharff & Jones, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.