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Did You Lose Money Because of Ian Geeves?

Filed: February 9, 2024

Ian Geeves has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Ian A. Geeves.

Who Is Ian A. Geeves?

  • Advisor Name: Ian A. Geeves
  • Aliases: Ian Geeves
  • CRD: 5328479
  • Location: Carlsbad, California
  • Current Employer: Currently Not Registered
  • Previous Firms: Vanderbilt Securities, LLC, LPL Financial LLC, and U.S. Bancorp Investments, Inc.
  • Number of Known Customer Complaints: 1
  • Can Ian Geeves Be Sued: Yes, in Private Arbitration
  • Can Ian Geeves’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $400,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Ian Geeves, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Ian Geeves For Broker Misconduct

As of this publication date, Ian Geeves has been the subject of 1 customer dispute. Let’s review it below.

In September 2023, a complaint was filed against or in reference to Ian Geeves by a customer of LPL Financial LLC alleging that Mr. Geeves stole and misappropriated the client’s funds, and represented that she had an LPL account when she did not. Per the customer, she lost over $400,000 because of Mr. Geeves’s actions.

How To File A Claim Against Ian Geeves (previously with Vanderbilt Securities, LLC, LPL Financial LLC, and U.S. Bancorp Investments, Inc.) To Get Your Money Back

If you have questions about Ian Geeves, Vanderbilt Securities, LLC, LPL Financial LLC, U.S. Bancorp Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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