Advisor Alert: Our Attorneys Are Investigating Brian Preston Allen For Investment Fraud
Did You Lose Money Because of Brian Allen?
Filed: January 24, 2024
Brian Allen has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Preston Allen.
Who Is Brian Preston Allen of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: Brian Preston Allen
- Aliases: Brian Allen
- CRD: 2470574
- Location: Sandusky, Ohio
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: UBS Financial Services Inc. and Citigroup Global Markets Inc.
- Number of Known Customer Complaints: 1
- Can Brian Allen Be Sued: Yes, in Private Arbitration
- Can Brian Allen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $64,900
- Highest Settlement: $64,900
If you have suffered investment losses by Brian Allen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Allen For Broker Misconduct
As of this publication date, Brian Allen has been the subject of 1 customer dispute. Let’s review it below.
In May 2020, a complaint was filed against or in reference to Brian Allen by a customer of UBS Financial Services Inc. alleging that the client’s shares were not sold as instructed. Per the customer, he/she lost over $64,900 because of Mr. Allen’s actions. On October 6, 2020, Mr. Allen settled the claim for $64,900, and some or all of this amount may have been paid by Mr. Allen’s employer and/or insurance carrier.
How To File A Claim Against Brian Allen of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with UBS Financial Services Inc. and Citigroup Global Markets Inc.) To Get Your Money Back
If you have questions about Brian Allen, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., UBS Financial Services Inc., Citigroup Global Markets Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.