Advisor Alert: Our Attorneys Are Investigating Stephanie Devan Abee For Investment Fraud
Did You Lose Money Because of Stephanie Abee?
Filed: October 26, 2023
Stephanie Abee has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Stephanie Devan Abee.
Who Is Stephanie Devan Abee of Cambridge Investment Research, Inc., and Cambridge Investment Research Advisors, Inc.,?
- Advisor Name: Stephanie Devan Abee
- Aliases: Stephanie Abee
- CRD: 5888654
- Location: Raleigh, North Carolina
- Current Employer: Cambridge Investment Research, Inc., and Cambridge Investment Research Advisors, Inc.,
- Previous Firms: Transamerica Financial Advisors, Inc. and NFP Securities, Inc.
- Number of Known Customer Complaints: 2
- Can Stephanie Abee Be Sued: Yes, in Private Arbitration
- Can Stephanie Abee’s Employers Be Sued For Failing to Supervise Her Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $125,000
- Highest Settlement: $250,000
If you have suffered investment losses by Stephanie Abee, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Stephanie Abee For Broker Misconduct
As of this publication date, Stephanie Abee has been the subject of 2 customer disputes. Let’s review them below.
In November 2017, a FINRA arbitration was filed against or in reference to Stephanie Abee by a customer of Kestra Investment Services, LLC alleging that Ms. Abee made misrepresentations regarding the risks and nature of the investments and commissions and fees associated. The client also alleges the investments were not liquid and unsuitable. Per the customer, he/she lost over $125,000 because of Ms. Abee’s actions. On March 14, 2018, Ms. Abee settled the claim for $25,000, and some or all of this amount may have been paid by Ms. Abee’s employer and/or insurance carrier.
In January 2017, a FINRA arbitration was filed against or in reference to Stephanie Abee by a customer of Transamerica Financial Advisors alleging that Ms. Abee made misrepresentations regarding the risks and nature of the investments and commissions and fees associated. The client also alleges the investments were not liquid and unsuitable. On August 16 2017, Ms. Abee settled the claim for $250,000, and some or all of this amount may have been paid by Ms. Abee’s employer and/or insurance carrier.
How To File A Claim Against Stephanie Abee of Cambridge Investment Research, Inc., and Cambridge Investment Research Advisors, Inc., (previously with Transamerica Financial Advisors, Inc. and NFP Securities, Inc.) To Get Your Money Back.
If you have questions about Stephanie Abee, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., Transamerica Financial Advisors, Inc., NFP Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.