Advisor Alert: Our Attorneys Are Investigating Timothy Patrick Sweeney For Investment Fraud
Did You Lose Money Because of Timothy Sweeney?
Filed: February 19, 2024
Timothy Sweeney currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Timothy Patrick Sweeney.
Who Is Timothy Patrick Sweeney of Centaurus Financial, Inc.?
- Advisor Name: Timothy Patrick Sweeney
- Aliases: Timothy Sweeney
- CRD: 2669172
- Location: Santa Barbara, California
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: J.P. Turner & Company Capital Management, LLC, J.P. Turner & Company, L.L.C., and Bookstreet Capital Management
- Number of Known Customer Complaints: 3
- Can Timothy Sweeney Be Sued: Yes, in Private Arbitration
- Can Timothy Sweeney’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $45,000
- Highest Settlement: $9,999
If you have suffered investment losses by Timothy Sweeney, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Timothy Sweeney For Broker Misconduct
As of this publication date, Timothy Sweeney has been the subject of 3 customer disputes. Let’s review them below.
In June 2023, a FINRA arbitration was filed against or in reference to Timothy Sweeney by a customer of Centaurus Financial, Inc. alleging that Mr. Sweeney recommended a high-risk, illiquid and unsuitable investment. Per the customer, he/she lost over $45,000 because of Mr. Sweeney’s actions. As of this publication date, this claim remains pending.
In July 2005, a complaint was filed against or in reference to Timothy Sweeney by a customer of Raymond James Financial Services, Inc. alleging failure to follow instructions.
In February 2003, a complaint was filed against or in reference to Timothy Sweeney by a customer of Raymond James Financial Services, Inc. alleging unsuitable trading. Per the customer, he/she lost over $12,500 because of Mr. Sweeney’s actions. On January 5, 2004, Mr. Sweeney settled the claim for $9,999.
How To File A Claim Against Timothy Sweeney of Centaurus Financial, Inc. (previously with J.P. Turner & Company Capital Management, LLC, J.P. Turner & Company, L.L.C., and Bookstreet Capital Management) To Get Your Money Back
If you have questions about Timothy Sweeney, Centaurus Financial, Inc., J.P. Turner & Company Capital Management, LLC, J.P. Turner & Company, L.L.C., Bookstreet Capital Management, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.