Advisor Alert: Our Attorneys Are Investigating Brian Stephen Dumont For Investment Fraud
Did You Lose Money Because of Brian Dumont?
Filed: February 2, 2024
Brian Dumont currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Stephen Dumont.
Who Is Brian Stephen Dumont?
- Advisor Name: Brian Stephen Dumont
- Aliases: Brian Dumont
- CRD: 4737802
- Location: New York, New York
- Current Employer: Currently Not Registered
- Previous Firms: Cambridge Investment Research, Inc., Metlife Securities Inc., and Metropolitan Life Insurance Company
- Number of Known Customer Complaints: 2
- Can Brian Dumont Be Sued: Yes, in Private Arbitration
- Can Brian Dumont’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Dumont, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Dumont For Broker Misconduct
As of this publication date, Brian Dumont has been the subject of 1 customer dispute. Let’s review it below.
In October 2023, a FINRA arbitration was filed against or in reference to Brian Dumont by a customer of Cambridge Investment Research, Inc. alleging that Mr. Dumont recommended an unsuitable investment. The claimant suggests that Mr. Dumont failed to provide adequate guidance. Per the customer, he/she lost over $500,000 because of Mr. Dumont’s actions. As of this publication date, this claim remains pending.
In November 2016, a complaint was filed against or in reference to Brian Dumont by a customer of Cambridge Investment Research, Inc. alleging that the client’s annuity has been unsatisfactory and alleges the annuity was unsuitable for her investment needs.
How To File A Claim Against Brian Dumont (previously with Cambridge Investment Research, Inc., Metlife Securities Inc., and Metropolitan Life Insurance Company) To Get Your Money Back
If you have questions about Brian Dumont, Cambridge Investment Research, Inc., Metlife Securities Inc., Metropolitan Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.