Advisor Alert: Our Attorneys Are Investigating Thomas Reyes For Investment Fraud
Did You Lose Money Because of Tom Reyes?
Filed: January 30, 2024
Thomas Reyes (also known as Tom Reyes Jr) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Reyes.
Who Is Thomas Reyes?
- Advisor Name: Thomas Reyes
- Aliases: Thomas Reyes Jr, Tom Reyes Jr
- CRD: 3168338
- Location: La Vista, Nebraska
- Current Employer: Currently Not Registered
- Previous Firms: Next Financial Group, Inc., Raymond James Financial Services, Inc., and First National Capital Markets
- Number of Known Customer Complaints: 3
- Can Thomas Reyes Be Sued: Yes, in Private Arbitration
- Can Thomas Reyes’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $42,071
- Highest Settlement: $9,749.44
If you have suffered investment losses by Thomas Reyes, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Tom Reyes For Broker Misconduct
As of this publication date, Thomas Reyes has been the subject of 3 customer disputes. Let’s review them below.
In May 2020, a complaint was filed against or in reference to Thomas Reyes by a customer of Raymond James Financial Services, Inc. alleging unauthorized trading and an unsuitable investment, misrepresentation of the investment. Per the customer, he/she lost over $42,071 because of Mr. Reyes’s actions. On September 11, 2020, Mr. Reyes settled the claim for $9,749.44, and some or all of this amount may have been paid by Mr. Reyes’s employer and/or insurance carrier.
In November 2015, a complaint was filed against or in reference to Thomas Reyes by a customer of Securian Financial Services alleging that Mr. Reyes misrepresented the contract at the time of the sale. Per the customer, he/she lost over $5,000 because of Mr. Reyes’s actions.
In June 2009, a complaint was filed against or in reference to Thomas Reyes by a customer of Ameriprise Financial Services, LLC alleging that in April 2005, she invested in a variable annuity, about which she was misinformed.
How To File A Claim Against Tom Reyes (previously with Next Financial Group, Inc., Raymond James Financial Services, Inc., and First National Capital Markets) To Get Your Money Back
If you have questions about Thomas Reyes, Next Financial Group, Inc., Raymond James Financial Services, Inc., First National Capital Markets, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.