Advisor Alert: Our Attorneys Are Investigating Robert Lee Golding For Investment Fraud
Did You Lose Money Because of Rob Golding?
Filed: January 30, 2024
Robert Golding (also known as Rob Golding) has been the subject of one (1) regulatory event, one (1) customer complaint, and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert Lee Golding.
Who Is Robert Lee Golding?
- Advisor Name: Robert Lee Golding
- Aliases: Rob Golding, Robert L Golding
- CRD: 5324763
- Location: Alpena, Michigan
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Pruco Securities, LLC, MML Investors Services, LLC, and MSI Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Robert Golding Be Sued: Yes, in Private Arbitration
- Can Robert Golding’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $43,093.06
If you have suffered investment losses by Robert Golding, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rob Golding For Broker Misconduct
As of this publication date, Robert Golding has been the subject of 1 regulatory event, 1 customer dispute, and 1 termination event. Let’s review them below.
In November 2023, FINRA initiated a regulatory action against or in reference to Robert Golding for refusing to produce information and documents requested by FINRA.
In November 2022, a complaint was filed against or in reference to Robert Golding by multiple customers of Pruco Securities, LLC alleging that Mr. Golding forged the clients’ electronic signature to open new contracts. On February 14, 2023, Mr. Golding settled the claim for $43,093.06, and some or all of this amount may have been paid by Mr. Golding’s employer and/or insurance carrier.
In September 2022, Thaddeus R Crass terminated Robert Golding for electronically submitting non-genuine client signatures on two annuity applications, misdated a company form, and communicated via text outside the Company’s monitoring platform.
How To File A Claim Against Rob Golding (previously with Pruco Securities, LLC, MML Investors Services, LLC, and MSI Financial Services, Inc.) To Get Your Money Back
If you have questions about Robert Golding, Pruco Securities, LLC, MML Investors Services, LLC, MSI Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.