Advisor Alert: Our Attorneys Are Investigating Craig Michael Gould For Investment Fraud
Did You Lose Money Because of Craig Gould?
Filed: February 9, 2024
Craig Gould currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints and two (2) regulatory events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Craig Michael Gould.
Who Is Craig Michael Gould of Cabot Lodge Securities LLC and World Equity Group, Inc.?
- Advisor Name: Craig Michael Gould
- Aliases: Craig Gould
- CRD: 2367293
- Location: Schaumburg, Illinois
- Current Employer: Cabot Lodge Securities LLC and World Equity Group, Inc.
- Previous Firms: Fintegra, LLC and Wunderlich Securities, Inc.
- Number of Known Customer Complaints: 2
- Number of Known Regulatory Events: 2
- Can Craig Gould Be Sued: Yes, in Private Arbitration
- Can Craig Gould’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $300,000
- Highest Settlement: $9,000
If you have suffered investment losses by Craig Gould, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Craig Gould For Broker Misconduct
As of this publication date, Craig Gould has been the subject of 2 customer disputes and 2 regulatory events. Let’s review them below.
In September 2023, a FINRA arbitration was filed against or in reference to Craig Gould by multiple customers of Cabot Lodge Securities LLC alleging negligent failure to supervise, and fraud/negligent misrepresentation regarding purchase of First Capital Real Estate Trust REIT (f/k/a United Realty Trust) between February 2013 through June 2018. Per the customers, they lost over $300,000 because of Mr. Gould’s actions. As of this publication date, this claim remains pending.
In January 2020, FINRA initiated a regulatory action against or in reference to Craig Gould for allegedly failing to establish and maintain a supervisory system reasonably designed to achieve compliance with applicable FINRA rules and failing to reasonably enforce his member firm’s WSPs that required the review of organization and offering expenses and underwriters’ compensation of the initial public offering of a Real Estate Investment Trust (REIT) in which the firm participated.
In December 2015, FINRA initiated a regulatory action against or in reference to Craig Gould for allegedly failing to timely report a judgment of approximately $25,577 on his Form U4.
In September 2007, a FINRA arbitration was filed against or in reference to Craig Gould by a customer of Wunderlich Securities alleging that Mr. Gould and Wunderlich Securities placed an unauthorized transaction in selling stocks held by the client and then directed the proceeds to a money market. Per the customer, she lost over $13,589 because of Mr. Gould’s actions. An arbitration panel found that Craig Gould was negligent and awarded $9,000 in favor of the customers.
How To File A Claim Against Craig Gould of Cabot Lodge Securities LLC and World Equity Group, Inc. (previously with Fintegra, LLC and Wunderlich Securities, Inc.) To Get Your Money Back
If you have questions about Craig Gould, Cabot Lodge Securities LLC, World Equity Group, Inc., Fintegra, LLC, Wunderlich Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.