Did You Lose Money Because of Derek Su?
Filed: February 21, 2024
Derek Su (also known as Derek Chung Su) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Derek Su.
Who Is Derek Su of USCA Securities LLC and U.S. Capital Wealth Advisors, LLC?
- Advisor Name: Derek Su
- Aliases: Derek Chung Su
- CRD: 4121574
- Location: Austin, Texas
- Current Employer: USCA Securities LLC and U.S. Capital Wealth Advisors, LLC
- Previous Firms: USCA Ria LLC and Wells Fargo Advisors, LLC
- Number of Known Customer Complaints: 1
- Can Derek Su Be Sued: Yes, in Private Arbitration
- Can Derek Su’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $2,200,000
- Highest Settlement: Unknown
If you have suffered investment losses by Derek Su, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Derek Su For Broker Misconduct
As of this publication date, Derek Su has been the subject of 1 customer dispute. Let’s review it below.
In June 2023, a FINRA arbitration was filed against or in reference to Derek Su by a customer of USCA Securities LLC alleging that Mr. Su failed to properly structure their accounts to meet the client’s retirement goals. Specific allegations include negligence, gross negligence, failure to supervise, and breach of fiduciary duty. Per the customer, he/she lost over $2,200,000 because of Mr. Su’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Derek Su of USCA Securities LLC and U.S. Capital Wealth Advisors, LLC (previously with USCA Ria LLC and Wells Fargo Advisors, LLC) To Get Your Money Back
If you have questions about Derek Su, USCA Securities LLC, U.S. Capital Wealth Advisors, LLC, USCA Ria LLC, Wells Fargo Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
