Advisor Alert: Our Attorneys Are Investigating Rebecca King Wah Ng-Tsang For Investment Fraud
Did You Lose Money Because of Rebecca Ng-Tsang?
Filed: November 15, 2023
Rebecca Ng-Tsang currently has one (1) pending customer complaint. Overall, she has been the subject of seven (7) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Rebecca King Wah Ng-Tsang.
Who Is Rebecca King Wah Ng-Tsang?
- Advisor Name: Rebecca King Wah Ng-Tsang
- Aliases: Rebecca Ng-Tsang
- CRD: 5578435
- Location: Bellevue, Washington
- Current Employer: Currently Not Registered
- Previous Firms: Cetera Investment Services LLC, LPL Financial LLC, and Uvest Financial Service Group, Inc.
- Number of Known Customer Complaints: 7
- Can Rebecca Ng-Tsang Be Sued: Yes, in Private Arbitration
- Can Rebecca Ng-Tsang’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation:
- Highest Settlement:
If you have suffered investment losses by Rebecca Ng-Tsang, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rebecca Ng-Tsang For Broker Misconduct
As of this publication date, Rebecca Ng-Tsang has been the subject of 7 customer disputes. Let’s review them below.
In April 2023, a complaint was filed against or in reference to Rebecca Ng-Tsang by a customer of Cetera Investment Services LLC alleging misrepresentation of investment. Per the customer, he/she lost over $400,000 because of Ms. Ng-Tsang’s actions.
In March 2023, a complaint was filed against or in reference to Rebecca Ng-Tsang by a customer of Cetera Investment Services LLC alleging misrepresentation.
In April 2022, a FINRA arbitration was filed against or in reference to Rebecca Ng-Tsang by a customer of Cetera Investment Services LLC alleging unsuitable investment recommendations that resulted in losses. As of this publication date, this claim remains pending.
In November 2021, a complaint was filed against or in reference to Rebecca Ng-Tsang by a customer of Cetera Investment Services LLC alleging misrepresentation.
In December 2020, a complaint was filed against or in reference to Rebecca Ng-Tsang by a customer of Cetera Investment Services LLC alleging that REITs were misrepresented in respect to risk and liquidity terms. Per the customer, he/she lost over $5,000 because of Ms. Ng-Tsang’s actions.
In December 2019, a complaint was filed against or in reference to Rebecca Ng-Tsang by a customer of Cetera Investment Services LLC alleging misrepresentation Per the customer, he/she lost over $5,000 because of Ms. Ng-Tsang’s actions.
In December 2017, a complaint was filed against or in reference to Rebecca Ng-Tsang by a customer of Cetera Investment Services LLC alleging misrepresentation. Per the customer, he/she lost over $50,000 because of Ms. Ng-Tsang’s actions. On March 22, 2018, Ms. Ng-Tsang settled the claim for $22,955.72, and some or all of this amount may have been paid by Ms. Ng-Tsang’s employer and/or insurance carrier.
How To File A Claim Against Rebecca Ng-Tsang (previously with Cetera Investment Services LLC, LPL Financial LLC, and Uvest Financial Service Group, Inc.) To Get Your Money Back.
If you have questions about Rebecca Ng-Tsang, Cetera Investment Services LLC, LPL Financial LLC, Uvest Financial Service Group, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.