Advisor Alert: Our Attorneys Are Investigating Alfred Joseph Amato For Investment Fraud
Did You Lose Money Because of Alfred Amato?
Filed: November 16, 2023
Alfred Amato has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Alfred Joseph Amato.
Who Is Alfred Joseph Amato of LPL Financial LLC?
- Advisor Name: Alfred Joseph Amato
- Aliases: Alfred Amato
- CRD: 4335456
- Location: Albany, New York
- Current Employer: LPL Financial LLC
- Previous Firms: Unknown
- Number of Known Customer Complaints: 1
- Can Alfred Amato Be Sued: Yes, in Private Arbitration
- Can Alfred Amato’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $54,000
- Highest Settlement: $7,500
If you have suffered investment losses by Alfred Amato, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Alfred Amato For Broker Misconduct
As of this publication date, Alfred Amato has been the subject of 1 customer dispute. Let’s review it below.
In November 2020, a complaint was filed against or in reference to Alfred Amato by a customer of LPL Financial LLC alleging that investment in a business development company was misrepresented and unsuitable, and sought recovery of initial investment. Per the customer, he/she lost over $54,000 because of Mr. Amato’s actions. On January 13, 2023, Mr. Amato settled the claim for $7,500, and some or all of this amount may have been paid by Mr. Amato’s employer and/or insurance carrier.
How To File A Claim Against Alfred Amato of LPL Financial LLC To Get Your Money Back.
If you have questions about Alfred Amato, LPL Financial LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.