Advisor Alert: Our Attorneys Are Investigating David Robert Topper For Investment Fraud
Did You Lose Money Because of David Topper?
Filed: January 24, 2024
David Topper has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Robert Topper.
Who Is David Robert Topper of Ameriprise Financial Services, LLC?
- Advisor Name: David Robert Topper
- Aliases: David Topper
- CRD: 5581608
- Location: Vancouver, Washington
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: AE Wealth Management, LLC and Madison Avenue Securities, LLC
- Number of Known Customer Complaints: 1
- Can David Topper Be Sued: Yes, in Private Arbitration
- Can David Topper’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $77,941
- Highest Settlement: $45,000
If you have suffered investment losses by David Topper, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Topper For Broker Misconduct
As of this publication date, David Topper has been the subject of 1 customer dispute. Let’s review it below.
In December 2020, a FINRA arbitration was filed against or in reference to David Topper by multiple customers of Madison Avenue Securities, LLC alleging that the clients did not understand the nature of the fixed indexed annuities they bought and failure to follow investment instructions in April 2020. Per the customers, they lost over $77,941 because of Mr. Topper’s actions. On January 19, 2021, Mr. Topper settled the claim for $45,000, and some or all of this amount may have been paid by Mr. Topper’s employer and/or insurance carrier.
How To File A Claim Against David Topper of Ameriprise Financial Services, LLC (previously with AE Wealth Management, LLC and Madison Avenue Securities, LLC) To Get Your Money Back
If you have questions about David Topper, Ameriprise Financial Services, LLC, AE Wealth Management, LLC, Madison Avenue Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.