Advisor Alert: Our Attorneys Are Investigating David Ross Stuart For Investment Fraud
Did You Lose Money Because of David Stuart?
Filed: January 30, 2024
David Stuart has been the subject of one (1) regulatory event and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Ross Stuart.
Who Is David Ross Stuart?
- Advisor Name: David Ross Stuart
- Aliases: David Stuart
- CRD: 857819
- Location: Cherry Hill, New Jersey
- Current Employer: Currently Not Registered
- Previous Firms: Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and Cigna Financial Advisors, Inc.
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can David Stuart Be Sued: Yes, in Private Arbitration
- Can David Stuart’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by David Stuart, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Stuart For Broker Misconduct
As of this publication date, David Stuart has been the subject of 1 regulatory event and 1 termination event. Let’s review them below.
In November 2023, FINRA initiated a regulatory action against or in reference to David Stuart for sharing commissions with an unregistered person who referred customers to Stuart for the purpose of opening brokerage accounts and effecting securities transactions. The findings stated that Stuart and the unregistered person jointly met with at least one customer to discuss investments.
In May 2023, Lincoln Financial Advisors allowed David Stuart to resign after allegations that he was sharing securities commissions with an unaffiliated third party.
How To File A Claim Against David Stuart (previously with Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and Cigna Financial Advisors, Inc.) To Get Your Money Back
If you have questions about David Stuart, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Cigna Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.