Advisor Alert: Our Attorneys Are Investigating Thomas Venute Christopher For Investment Fraud
Did You Lose Money Because of Thomas Christopher?
Filed: January 24, 2024
Thomas Christopher has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Venute Christopher.
Who Is Thomas Venute Christopher of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: Thomas Venute Christopher
- Aliases: Thomas Christopher
- CRD: 3032812
- Location: Conshohocken, Pennsylvania
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Wells Fargo Advisors, LLC and First Union Brokerage Services, Inc.
- Number of Known Customer Complaints: 5
- Can Thomas Christopher Be Sued: Yes, in Private Arbitration
- Can Thomas Christopher’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: $3,500
If you have suffered investment losses by Thomas Christopher, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Christopher For Broker Misconduct
As of this publication date, Thomas Christopher has been the subject of 5 customer disputes. Let’s review them below.
In January 2019, a complaint was filed against or in reference to Thomas Christopher by a customer of Raymond James Financial Services, Inc. alleging mismanaged investments. Per the customer, he/she lost over $30,627.95 because of Mr. Christopher’s actions.
In April 2009, a complaint was filed against or in reference to Thomas Christopher by a customer of Wachovia Securities, LLC alleging that the investments in her account were not appropriate and that Mr. Christopher assured her that he would monitor her account.
In July 2006, a complaint was filed against or in reference to Thomas Christopher by a customer of Wachovia Securities, LLC. The client’s lawyer alleged that Mr. Christopher recommended unsuitable investments between March of 2003 and the client’s death in March of 2006. Per the customer’s representative, she lost over $23,283 because of Mr. Christopher’s actions.
In October 2005, a complaint was filed against or in reference to Thomas Christopher by a customer of Wachovia Securities, LLC alleging that Mr. Christopher failed to represent her AIG annuity contract no. as an annuity at the time of purchase on August 12, 2002, the broker annuitized this annuity without the client’s authorization in June 2004 and the broker failed to disclose that the client would be liable for federal taxes on minimum distributions from the annuity. the client further complains that the broker did not disclose that the client’s lake forest 3.4% CD due 1/2/07 purchased on 6/22/04 could lose value. Per the customer, she lost over $10,000 because of Mr. Christopher’s actions. On December 8, 2005, Mr. Christopher settled the claim for $3,500.
In August 2005, a complaint was filed against or in reference to Thomas Christopher by a customer of Wachovia Securities, LLC alleging that Mr. Christopher failed to exercise good faith and due care and therefore allowed a third party to convert claimant’s funds to the benefit of the third party by way of fraudulent general power of attorney. Per the customer, he/she lost over $1,000,000 because of Mr. Christopher’s actions.
How To File A Claim Against Thomas Christopher of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Wells Fargo Advisors, LLC and First Union Brokerage Services, Inc.) To Get Your Money Back
If you have questions about Thomas Christopher, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.