Category: Commonwealth Financial Network

Did You Lose Money Because of Mark Ferrer?

Filed: March 4, 2024

Mark Ferrer has been the subject of one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Mark David Ferrer.

Who Is Mark David Ferrer of Commonwealth Financial Network?

• Advisor Name: Mark David Ferrer
• Aliases: Mark Ferrer
• CRD: 1053006
• Location: Carolina Beach, North Carolina
• Current Employer: Commonwealth Financial Network
• Previous Firms: Raymond James Financial Services Advisors, Inc. and Raymond James Financial Services, Inc.
• Number of Known Termination Events: 1
• Can Mark Ferrer Be Sued: Yes, in Private Arbitration
• Can Mark Ferrer’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Mark Ferrer, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Mark Ferrer For Broker Misconduct

As of this publication date, Mark Ferrer has been the subject of 1 termination event. Let’s review it below.

In April 2023, Raymond James Financial Services, Inc. terminated Mark Ferrer after allegations that he engaged in conduct that was inconsistent with firm policies on advising about products not sponsored by the firm.

How To File A Claim Against Mark Ferrer of Commonwealth Financial Network (previously with Raymond James Financial Services Advisors, Inc. and Raymond James Financial Services, Inc.) To Get Your Money Back

If you have questions about Mark Ferrer, Commonwealth Financial Network, Raymond James Financial Services Advisors, Inc., Raymond James Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Christie Caliva?

Filed: March 4, 2024

Christie Caliva currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Christie Caliva.

Who Is Christie Caliva of Commonwealth Financial Network?

• Advisor Name: Christie Caliva
• Aliases: Christie Caliva
• CRD: 5527773
• Location: San Diego, California
• Current Employer: Commonwealth Financial Network
• Previous Firms: Edward Jones
• Number of Known Customer Complaints: 1
• Can Christie Caliva Be Sued: Yes, in Private Arbitration
• Can Christie Caliva’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $40,000
• Highest Settlement: Unknown

If you have suffered investment losses by Christie Caliva, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Christie Caliva For Broker Misconduct

As of this publication date, Christie Caliva has been the subject of 1 customer dispute. Let’s review it below.

In April 2023, a FINRA arbitration was filed against or in reference to Christie Caliva by a customer of Commonwealth Financial Network, Inc. alleging that investment in Franklin Square Investment Corp. III was unsuitable. Per the customer, he/she lost over $40,000 because of Ms. Caliva’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Christie Caliva of Commonwealth Financial Network (previously with Edward Jones) To Get Your Money Back

If you have questions about Christie Caliva, Commonwealth Financial Network, Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Seth Renaud?

Filed: February 27, 2024

Seth Renaud currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Seth Aaron Renaud.

Who Is Seth Aaron Renaud of Commonwealth Financial Network?

• Advisor Name: Seth Aaron Renaud
• Aliases: Seth Renaud
• CRD: 4946831
• Location: Glastonbury, Connecticut
• Current Employer: Dominari Securities LLC
• Previous Firms: PFS Investments Inc.
• Number of Known Customer Complaints: 1
• Can Seth Renaud Be Sued: Yes, in Private Arbitration
• Can Seth Renaud’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $20,000
• Highest Settlement: Unknown

If you have suffered investment losses by Seth Renaud, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Seth Renaud For Broker Misconduct

As of this publication date, Seth Renaud has been the subject of 1 customer dispute. Let’s review it below.

In May 2023, a FINRA arbitration was filed against or in reference to Seth Renaud by a customer of Commonwealth Financial Network alleging that the sale of Franklin Square Investment Corporation II was unsuitable. Per the customer, he/she lost over $20,000 because of Mr. Renaud’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Seth Renaud of Commonwealth Financial Network (previously with PFS Investments Inc.) To Get Your Money Back

If you have questions about Seth Renaud, Commonwealth Financial Network, PFS Investments Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Jeffrey Segal?

Filed: February 27, 2024

Jeffrey Segal currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jeffrey Alan Segal.

Who Is Jeffrey Alan Segal of Commonwealth Financial Network?

• Advisor Name: Jeffrey Alan Segal
• Aliases: Jeffrey Segal
• CRD: 1886939
• Location: Glastonbury, Connecticut
• Current Employer: Commonwealth Financial Network
• Previous Firms: Allmerica Investments, Inc.
• Number of Known Customer Complaints: 1
• Can Jeffrey Segal Be Sued: Yes, in Private Arbitration
• Can Jeffrey Segal’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $20,000
• Highest Settlement: Unknown

If you have suffered investment losses by Jeffrey Segal, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jeffrey Segal For Broker Misconduct

As of this publication date, Jeffrey Segal has been the subject of 1 customer dispute. Let’s review it below.

In May 2023, a FINRA arbitration was filed against or in reference to Jeffrey Segal by a customer of Commonwealth Financial Network alleging that the sale of Franklin Square Investment Corporation II was unsuitable. Per the customer, he/she lost over $20,000 because of Mr. Segal’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Jeffrey Segal of Commonwealth Financial Network (previously with Allmerica Investments, Inc.) To Get Your Money Back

If you have questions about Jeffrey Segal, Commonwealth Financial Network, Allmerica Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Eric Elek?

Filed: January 30, 2024

Eric Elek currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Eric Eugene Elek.

Who Is Eric Eugene Elek of Commonwealth Financial Network?

• Advisor Name: Eric Eugene Elek
• Aliases: Eric Elek
• CRD: 3062911
• Location: Pittsburgh and Somerset, Pennsylvania
• Current Employer: Commonwealth Financial Network
• Previous Firms: Wealth Management Partners, LLC and The Advisors Group, Inc.
• Number of Known Customer Complaints: 1
• Can Eric Elek Be Sued: Yes, in Private Arbitration
• Can Eric Elek’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Eric Elek, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Eric Elek For Broker Misconduct

As of this publication date, Eric Elek has been the subject of 1 customer dispute. Let’s review it below.

In October 2023, a complaint was filed against or in reference to Eric Elek by a customer of Commonwealth Financial Network alleging that Mr. Elek sold her alternative investments which were unsuitable and churned mutual funds. As of this publication date, this claim remains pending.

How To File A Claim Against Eric Elek of Commonwealth Financial Network (previously with Wealth Management Partners, LLC and The Advisors Group, Inc.) To Get Your Money Back

If you have questions about Eric Elek, Commonwealth Financial Network, Wealth Management Partners, LLC, The Advisors Group, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Andrew Harris previously of  Commonwealth Financial Network and Voya Financial Advisors?

Filed: October 20, 2023

Andrew Harris currently has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Andrew Harris.

Who Is Andrew Harris?

• Advisor Name: Andrew C. Harris
• Aliases: Andrew Harris
• CRD: 3242291
• Location: Williamsport and Towanda, Pennsylvania
• Current Employer: Currently unregistered
• Previous Firms: Commonwealth Financial Network, Voya Financial Advisors, Inc., and Locust Street Securities, Inc.
• Number of Known Customer Complaints: 1
• Can Andrew Harris Be Sued: Yes, in Private Arbitration
• Can Andrew Harris’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $25,423.77
• Highest Settlement: Unknown

If you have suffered investment losses by Andrew Harris, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Andrew Harris For Broker Misconduct

As of this publication date, Andrew Harris has been targeted in 1 customer complaint. Let’s review it below.

In July 2020, a complaint was filed against or in reference to Andrew Harris by a customer of Voya Financial Advisors, Inc. alleging that Mr. Harris advised the customer to invest in Business Development Company and Closed-End fund products that were unsuitable for the customer’s investment goals. Further, the customer also added that Mr. Harris gave misleading information. Per the customer, they lost $25,423.77 due to Mr. Harris’s actions.

How To File A Claim Against Andrew Harris (previously with Commonwealth Financial Network, Voya Financial Advisors Inc., and Locust Street Securities, Inc.) To Get Your Money Back.

If you have questions about Andrew Harris, Commonwealth Financial Network, Voya Financial Advisors, Inc., and Locust Street Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.