Category: Thrivent Investment Management

Did You Lose Money Because of Michael Shackel?

Filed: March 21, 2024

Michael Shackel (also known as Gregory Shackel Michael) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Gregory Shackel.

Who Is Michael Gregory Shackel of Thrivent Investment Management Inc.?

• Advisor Name: Michael Gregory Shackel
• Aliases: Gregory Shackel Michael
• CRD: 4157324
• Location: Woodridge, Illinois
• Current Employer: Thrivent Investment Management Inc.
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Michael Shackel Be Sued: Yes, in Private Arbitration
• Can Michael Shackel’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $185,074.97
• Highest Settlement: Unknown

If you have suffered investment losses by Michael Shackel, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael Shackel For Broker Misconduct

As of this publication date, Michael Shackel has been the subject of 1 customer dispute. Let’s review it below.

In October 2022, a complaint was filed against or in reference to Michael Shackel by a customer of Thrivent Investment Management Inc. alleging that Mr. Shackel did not disclose the surrender charge of Variable Annuity contracts issued on January 8, 2021. The client also alleged that Mr. Shackel was not licensed in TN and did not offer optional death benefits available with the contracts. Per the customer, he/she lost over $185,074.97 because of Mr. Shackel’s actions.

How To File A Claim Against Michael Shackel of Thrivent Investment Management Inc. To Get Your Money Back

If you have questions about Michael Shackel, Thrivent Investment Management Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Armin Hinkelman?

Filed: March 12, 2024

Armin Hinkelman has been the subject of one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Armin Arthur Hinkelman.

Who Is Armin Arthur Hinkelman?

• Advisor Name: Armin Arthur Hinkelman
• Aliases: Armin Hinkelman
• CRD: 1583833
• Location: Watertown, South Dakota
• Current Employer: Currently Not Registered
• Previous Firms: Thrivent Investment Management Inc.
• Number of Known Termination Events: 1
• Can Armin Hinkelman Be Sued: Yes, in Private Arbitration
• Can Armin Hinkelman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Armin Hinkelman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Armin Hinkelman For Broker Misconduct

As of this publication date, Armin Hinkelman has been the subject of 1 termination event. Let’s review them below.

In December 2022, Armin Hinkelman voluntarily resigned from Thrivent Investment Management Inc. terminated Armin Hinkelman after an internal investigation concluding that he violated the Firm’s policies regarding unauthorized discretionary trading and was involved in an undisclosed outside business activity.

How To File A Claim Against Armin Hinkelman (previously with Thrivent Investment Management Inc.) To Get Your Money Back

If you have questions about Armin Hinkelman, Thrivent Investment Management Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Brian Hesse?

Filed: February 21, 2024

Brian Hesse has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Brian Barry Hesse.

Who Is Brian Barry Hesse of Thrivent Investment Management Inc.?

• Advisor Name: Brian Barry Hesse
• Aliases: Brian Hesse
• CRD: 2652246
• Location: Jonesboro, Arkansas
• Current Employer: Thrivent Investment Management Inc.
• Previous Firms: Unknown
• Number of Known Customer Complaints: 1
• Can Brian Hesse Be Sued: Yes, in Private Arbitration
• Can Brian Hesse’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $116,339.85
• Highest Settlement: Unknown

If you have suffered investment losses by Brian Hesse, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Brian Hesse For Broker Misconduct

As of this publication date, Brian Hesse has been the subject of 1 customer dispute. Let’s review it below.

In June 2023, a complaint was filed against or in reference to Brian Hesse by a customer of Thrivent Investment Management Inc. alleging that Mr. Hesse failed to execute sell orders in January 2022 resulting in unrealized market losses and purchased shares the same day without authorization. Per the customer, he/she lost over $116,339.85 because of Mr. Hesse’s actions.

How To File A Claim Against Brian Hesse of Thrivent Investment Management Inc. To Get Your Money Back

If you have questions about Brian Hesse, Thrivent Investment Management Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of James (Trey) Garraway III?

Filed: February 19, 2024

James Garraway III (also known as Trey Garraway) has been the subject of two (2) regulatory events and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Floyd Garraway III.

Who Is James Floyd Garraway III?

• Advisor Name: James Floyd Garraway III
• Aliases: James Floyd Garraway, Trey Garraway
• CRD: 7132872
• Location: Hattiesburg, Mississippi
• Current Employer: Currently Not Registered
• Previous Firms: Thrivent Investment Management Inc.
• Number of Known Regulatory Events: 2
• Number of Known Termination Events: 1
• Can James Garraway III Be Sued: Yes, in Private Arbitration
• Can James Garraway III’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by James Garraway III, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James (Trey) Garraway III For Broker Misconduct

As of this publication date, James Garraway III has been the subject of 2 regulatory events and 1 termination event. Let’s review them below.

In July 2023, FINRA initiated a regulatory action against or in reference to James Garraway III for allegedly electronically signing customer names on approximately 101 forms associated with insurance and securities products without customer permission and signing a document for a customer with the customer’s permission.

In July 2023, FINRA initiated a regulatory action against or in reference to James Garraway III for allegedly electronically signing customer names on approximately 101 forms associated with insurance and securities products without customer permission.

In December 2021, Thrivent Investment Management Inc. terminated James Garraway III for failure to collect authentic client electronic signatures on certain client documents.

How To File A Claim Against James (Trey) Garraway III (previously with Thrivent Investment Management Inc.) To Get Your Money Back

If you have questions about James Garraway III, Thrivent Investment Management Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.