Did You Lose Money Because of Kent Herring?
Filed: March 12, 2024
Kent Herring has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kent Reaves Herring.
Who Is Kent Reaves Herring of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?
- Advisor Name: Kent Reaves Herring
- Aliases: Kent Herring
- CRD: 5417262
- Location: Gulf Breeze, Florida
- Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
- Previous Firms: Voya Financial Advisors, Inc.
- Number of Known Customer Complaints: 1
- Can Kent Herring Be Sued: Yes, in Private Arbitration
- Can Kent Herring’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $750,000
- Highest Settlement: $27,500
If you have suffered investment losses by Kent Herring, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kent Herring For Broker Misconduct
As of this publication date, Kent Herring has been the subject of 1 customer dispute. Let’s review it below.
In March 2023, a FINRA arbitration was filed against or in reference to Kent Herring by a customer of Voya Financial Advisors, Inc. alleging that Mr. Herring recommended an unsuitable strategy which involved high-commission, risky and complex products. Per the customer, he/she lost over $750,000 because of Mr. Herring’s actions. On March 5, 2024, Mr. Herring settled the claim for $27,500, and some or all of this amount may have been paid by Mr. Herring’s employer and/or insurance carrier.
How To File A Claim Against Kent Herring of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with Voya Financial Advisors, Inc.) To Get Your Money Back
If you have questions about Kent Herring, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., Voya Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
